SEC Form 4 · accession 0001144204-18-022631
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Small
Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 24, 2018 | M | 14,000 | $15.97 | A | 66,824 | D | |
| Common Shares | Apr 24, 2018 | M | 1,000 | $11.00 | A | 67,824 | D | |
| Common Shares | Apr 24, 2018 | F | 3,824 | $61.34 | D | 64,000 | D | |
| Common Shares | Apr 25, 2018 | A | 171 | $0.00 | A | 64,171 | D | |
| Common Shares | holding | — | — | — | 39,156 | I | By Spouse in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.00 | Apr 24, 2018 | M | 1,000 | D | Apr 23, 2011 | Apr 23, 2019 | Common Shares | 1,000 | 0 | D |
| Stock Option (Right to Buy) | $15.97 | Apr 24, 2018 | M | 14,000 | D | Jul 21, 2013 | Jul 21, 2018 | Common Shares | 14,000 | 0 | D |