SEC Form 4 · accession 0001144204-17-005040
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean A. Hubbard
Director
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 27, 2017 | M | 1,000 | $9.22 | A | 5,974 | D | |
| Common Shares | Jan 27, 2017 | F | 185 | $49.81 | D | 5,789 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option To BuyF1 | $9.22 | Jan 27, 2017 | M | 1,000 | A | Apr 20, 2010 | Apr 22, 2019 | Common Shares | 1,000 | 0 | D |
Explanation of responses
- F1The options vested 20% per year, beginning on this date.