SEC Form 4 · accession 0001144204-15-022885
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Williams III
Officer — Executive Vice President
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 13, 2015 | M | 750 | $0.00 | A | 4,426 | D | |
| Common Shares | holding | — | — | — | 2,814 | I | Held by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option To BuyF2 | $25.89 | Apr 14, 2015 | M | 750 | D | Apr 19, 2006 | Apr 19, 2015 | Common Shares | 750 | 0 | D |
Explanation of responses
- F1The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
- F2The shares became exercisable over a 5 year period, beginning on this date.