Company · CIK 0000866970 · SIC 3640 — Electric Lighting & Wiring Equipment

LIGHTING SCIENCE GROUP CORP · LSCG

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $2.1M · 1sales $19k · 5net $2.1M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 30, 2017 SForm 4 →	Jul 5, 4:02 pm EDT	Donald R HarkleroadDirector	270,303	$0.0286	$7,731	0	−100%	plan?
Jun 14, 2017 SForm 4 →	Jun 16, 4:01 pm EDT	Donald R HarkleroadDirector	292,522	$0.0194	$5,675	270,303	−52.0%	plan?
Jun 12, 2017 SForm 4 →	Jun 14, 5:14 pm EDT	Donald R HarkleroadDirector	201,000	$0.0219	$4,402	36,997	−84.5%	plan?
May 24, 2017 SForm 4 →	May 26, 4:06 pm EDT	Donald R HarkleroadDirector	20,000	$0.0447	$894	237,997	−7.75%	plan?
Feb 3, 2017 OForm 4 →	Feb 7, 9:45 pm EST	Riverwood Capital Partners L.P. +210% Owner	554,221	—	—	0	—	plan?
Feb 3, 2017 OForm 4 →	Feb 7, 8:38 pm EST	Craig M Cogut +6Director, 10% Owner	554,221	$0.1624	$90,005	163,129,952	—	plan?
Dec 12, 2016 SForm 4 →	Dec 14, 10:23 am EST	Donald R HarkleroadDirector	21,391	$0.0154	$329	259,808	−7.61%	plan?
Dec 7, 2015 AForm 4 →	Dec 24, 12:03 pm EST	Craig M Cogut +4Director, 10% Owner	20,106	—	—	20,106	—	plan? late
Nov 19, 2015 DForm 4 →	Nov 23, 5:12 pm EST	James L JonesDirector	200,000	—	—	150,137	—	plan?
Nov 19, 2015 DForm 4 →	Nov 23, 4:51 pm EST	Jonathan RosenbaumDirector	225,000	—	—	204,041	—	plan?
Nov 19, 2015 DForm 4 →	Nov 23, 4:51 pm EST	Donald R HarkleroadDirector	240,000	—	—	643,014	—	plan?
Nov 19, 2015 DForm 4 →	Nov 23, 4:50 pm EST	Dennis McGillDirector	154,521	—	—	0	—	plan?
Nov 19, 2015 DForm 4 →	Nov 23, 4:22 pm EST	Craig M Cogut +3Director, 10% Owner	440,000	—	—	162,575,731	—	plan?
Mar 24, 2015 AForm 4/A →	Jun 19, 5:51 pm EDT	Leon WagnerDirector	219,863	—	—	2,017,745	—	plan?
Mar 24, 2015 AForm 4 →	Mar 30, 7:01 pm EDT	Jonathan RosenbaumDirector	225,000	—	—	429,041	—	plan? late
Mar 24, 2015 AForm 4 →	Mar 26, 9:22 pm EDT	Seth BernsteinDirector	200,000	—	—	268,493	—	plan?
Mar 24, 2015 AForm 4 →	Mar 26, 8:17 pm EDT	Sanford R ClimanDirector	200,000	—	—	310,685	—	plan?
Mar 24, 2015 AForm 4 →	Mar 26, 8:17 pm EDT	Dennis McGillDirector	154,521	—	—	154,521	—	plan?
Mar 24, 2015 AForm 4 →	Mar 26, 8:17 pm EDT	Donald R HarkleroadDirector	240,000	—	—	883,014	—	plan?
Mar 24, 2015 AForm 4 →	Mar 26, 8:17 pm EDT	James L JonesDirector	200,000	—	—	350,137	—	plan?
Mar 24, 2015 AForm 4 →	Mar 26, 8:16 pm EDT	Leon WagnerDirector	225,000	—	—	2,142,882	—	plan? amended
Mar 24, 2015 AForm 4 →	Mar 26, 7:34 pm EDT	Zouk Holdings Ltd10% Owner	154,521	—	—	385,422	—	plan?
Mar 24, 2015 AForm 4 →	Mar 26, 7:31 pm EDT	Samer SaltyDirector	154,521	—	—	385,422	—	plan?
Mar 24, 2015 AForm 4 →	Mar 26, 5:17 pm EDT	Craig M Cogut +3Director, 10% Owner	440,000	—	—	163,015,731	—	plan?
Mar 25, 2014 AForm 4 →	Feb 25, 2015, 6:21 pm EST	Warner Alexander PhilipsDirector	175,890	—	—	175,890	—	plan? late
Jan 26, 2011 PForm 4/A →	Jun 19, 2015, 5:51 pm EDT	Leon WagnerDirector	634,394	$3.30	$2,093,500	701,061	+952%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 8, 2017 AForm 4 →	May 8, 4:12 pm EDT	Craig M Cogut +5Director, 10% Owner	21,200	—	—	10,600	—
Apr 24, 2017 AForm 4 →	Apr 26, 4:38 pm EDT	Craig M Cogut +5Director, 10% Owner	8,800	—	—	4,400	—
Feb 3, 2017 JOForm 4 →	Feb 7, 9:45 pm EST	Riverwood Capital Partners L.P. +210% Owner	3	—	—	0	—
Feb 3, 2017 AEJOPForm 4 →	Feb 7, 8:38 pm EST	Craig M Cogut +6Director, 10% Owner	1,923,163	$200.00	$18,800,000	7,000	—
Jan 27, 2017 AForm 4 →	Jan 31, 4:12 pm EST	Craig M Cogut +5Director, 10% Owner	6,000	—	—	3,000	—
Dec 21, 2016 AForm 4 →	May 1, 2017, 4:19 pm EDT	Murphy M DenisEVP & Chief Financial Officer	3,000,000	—	—	3,000,000	—	late
Nov 21, 2016 AForm 4 →	Nov 29, 1:08 pm EST	Craig M Cogut +5Director, 10% Owner	10,000	—	—	5,000	—	late
Jul 19, 2016 AForm 4 →	Jul 20, 4:26 pm EDT	Craig M Cogut +5Director, 10% Owner	10,000	—	—	5,000	—
May 26, 2016 AForm 4 →	May 31, 4:32 pm EDT	James L JonesDirector	200,000	—	—	200,000	—
May 26, 2016 AForm 4 →	May 31, 4:18 pm EDT	Dennis McGillDirector	200,000	—	—	200,000	—
May 26, 2016 AForm 4 →	May 31, 4:18 pm EDT	Donald R HarkleroadDirector	240,000	—	—	240,000	—
May 26, 2016 AForm 4 →	May 31, 4:17 pm EDT	Sanford R ClimanDirector	200,000	—	—	200,000	—
May 26, 2016 AForm 4 →	May 27, 4:41 pm EDT	Craig M Cogut +3Director, 10% Owner	560,219	—	—	560,219	—
Apr 1, 2016 AForm 4 →	Apr 5, 8:45 pm EDT	Mark D GortonEVP & Chief Financial Officer	750,000	—	—	750,000	—
Feb 23, 2016 AForm 4 →	Feb 24, 7:49 pm EST	Craig M Cogut +5Director, 10% Owner	6,000	—	—	3,000	—
Dec 7, 2015 AForm 4 →	Dec 24, 12:03 pm EST	Craig M Cogut +4Director, 10% Owner	14,777,932	—	—	14,477,932	—	late
Nov 19, 2015 AForm 4 →	Nov 23, 5:12 pm EST	James L JonesDirector	429,185	—	—	429,185	—
Nov 19, 2015 AForm 4 →	Nov 23, 4:51 pm EST	Jonathan RosenbaumDirector	482,833	—	—	482,833	—
Nov 19, 2015 AForm 4 →	Nov 23, 4:51 pm EST	Donald R HarkleroadDirector	515,021	—	—	515,021	—
Nov 19, 2015 AForm 4 →	Nov 23, 4:50 pm EST	Dennis McGillDirector	331,590	—	—	331,590	—
Nov 19, 2015 AForm 4 →	Nov 23, 4:22 pm EST	Craig M Cogut +3Director, 10% Owner	992,723	—	—	992,723	—
Oct 20, 2015 AForm 4 →	May 31, 2016, 4:55 pm EDT	Fred MaxikChief Technology Officer, Director	13,964,257	—	—	3,126,707	—	late
Sep 11, 2015 SForm 4 →	Sep 15, 9:54 pm EDT	RW LSG Holdings LLC +210% Owner	13,928,355	—	—	1	—
Sep 11, 2015 APSForm 4 →	Sep 15, 6:07 pm EDT	Craig M Cogut +5Director, 10% Owner	647,229	—	—	12,500	—
Jul 25, 2015 PForm 4 →	Jul 28, 3:18 pm EDT	Samer SaltyDirector	4,000,000	—	—	593,959	—
Jul 25, 2015 PForm 4 →	Jul 28, 3:17 pm EDT	Cleantech Europe II (A) LP +6Director, 10% Owner	4,000,000	—	—	593,959	—
Jan 30, 2015 APSForm 4 →	Feb 3, 4:25 pm EST	Craig M Cogut +6Director, 10% Owner	55,050	—	—	11,525	—