SEC Form 4 · accession 0001437749-15-003399
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warner Alexander Philips
Director
Period of report
Mar 25, 2014
Accepted (ET)
Feb 25, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2014 | A | 175,890 | $0.00 | A | 175,890 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 25, 2014, as compensation for the reporting person's service during 2014 as a member of the board of directors of Lighting Science Group Corporation (the "Issuer"), the Issuer's board of directors granted the reporting person 175,890 restricted shares of the Issuer's common stock, which shares vest in full on January 1, 2015.