SEC Form 4 · accession 0001437749-17-007617
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murphy M Denis
Officer — EVP & Chief Financial Officer
Period of report
Dec 21, 2016
Accepted (ET)
May 1, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $0.04 | Dec 21, 2016 | A | 3,000,000 | A | — | Dec 21, 2026 | Common Stock, par value $0.001 per share | 3,000,000 | 3,000,000 | D |
Explanation of responses
- F1The Incentive Stock Option vests and becomes exercisable in four equal annual installments beginning on December 21, 2017.