SEC Form 4 · accession 0001437749-16-033068
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Harkleroad
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $0.07 | May 26, 2016 | A | 240,000 | A | Jan 1, 2017 | May 26, 2026 | Common Stock | 240,000 | 240,000 | D |
Explanation of responses
- F1Represents a stock option granted to the reporting person on May 26, 2016 by Lighting Science Group Corporation (the "Issuer") as compensation for the reporting person's service during 2016 as (i) a member of the Issuer's board of directors; (ii) a member and chair of the Issuer's audit committee; (iii) a member of the Issuer's compensation committee; and (iv) a member of the Issuer's committee of independent directors.