SEC Form 4/A · accession 0001437749-15-012627
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leon Wagner
Director
Period of report
Jan 26, 2011
Accepted (ET)
Jun 19, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2011 | P | 634,394 | $3.30 | A | 701,061 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was previously reported on a Form 4 filed on May 23, 2011 (the "Original Form 4"). In addition to this transaction, the Original Form 4 erroneously reported that the reporting person may be deemed to be the beneficial owner of 60,000, 45,000 and 15,000 shares of common stock, par value $0.001 per share (each, a "Share") of Lighting Science Group Corporation (the "Issuer") purchased by Leon Wagner 2011 Trust No. 1, Leon Wagner 2011 Trust No. 2 and Leon Wagner 2011 Trust No. 3, respectively, on January 26, 2011. This Form 4/A amends the Original Form 4 in order to correct the aggregate holdings of the reporting person following the transaction reported above and to remove the erroneous references to Shares purchased by Leon Wagner 2011 Trust No. 1, Leon Wagner 2011 Trust No. 2 and Leon Wagner 2011 Trust No. 3.