SEC Form 4 · accession 0001437749-17-011403
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Harkleroad
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | S | 292,522 | $0.0194 | D | 270,303 | D | |
| Common StockF2 | holding | — | — | — | 36,997 | I | By the Bristol Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0155 to $0.0250, inclusive. The reporting person undertakes to provide to Lighting Science Group Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.