SEC Form 4 · accession 0001437749-16-043328
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Harkleroad
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | S | 21,391 | $0.0154 | D | 259,808 | I | By The Bristol Company |
| Common Stock | holding | — | — | — | 643,014 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.