SEC Form 4 · accession 0001437749-15-006146
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Leon Wagner
Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | A | 225,000 | $0.00 | A | 2,142,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of common stock of Lighting Science Group Corporation (the "Issuer"), par value $0.001 per share (each, a "Share"), granted to the reporting person by the Issuer's board of directors as compensation for the reporting person's service during 2015 as (i) a member of the Issuer's board of directors, (ii) a member of the Issuer's compensation committee and (iii) a member of the Issuer's committee of independent directors. The Shares will vest in full on January 1, 2016.