SEC Form 4 · accession 0001209191-15-029674
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zouk Holdings Ltd
10% Owner
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Mar 24, 2015 | A | 154,521 | $0.00 | A | 385,422 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Between September 25, 2012 and February 10, 2014, Samer S. Salty served as a member of the Issuer's Board of Directors (the "Board") as a representative of Cleantech Europe II (A) LP and Cleantech Europe II (B) LP. On March 24, 2015, Mr. Salty rejoined the Board as a member, and, as part of the non-employee directors compensation plan of the Issuer, the Issuer issued 154,521 shares of restricted common stock in respect of Mr. Salty's service on the Board. Mr. Salty, however, is not entitled in his own right to any of the Issuer's securities issued as director compensation.
- F2(Continued From Footnote 1) All securities issued as director compensation in respect of Mr. Salty's Board service were accordingly issued directly to the Reporting Person, a Jersey limited company. For United Kingdom regulatory reasons, the Reporting Person has been designated as the entity to receive all director fees payable by the Issuer in respect of Mr. Salty's Board position.
- F3No consideration was paid or received for the shares of common stock reported herein.
Remarks
Exhibit List Exhibit 24 - Power of Attorney