SEC Form 4 · accession 0001437749-16-029113
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Gorton
Officer — EVP & Chief Financial Officer
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $0.09 | Apr 1, 2016 | A | 750,000 | A | — | Apr 1, 2026 | Common Stock, par value $0.001 per share | 750,000 | 750,000 | D |
Explanation of responses
- F1The Incentive Stock Option vests and becomes exercisable in four equal annual installments beginning on April 1, 2017.