SEC Form 4 · accession 0001437749-15-006150
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanford R Climan
Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | A | 200,000 | $0.00 | A | 310,685 | I | By Sanford R. Climan Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of common stock of Lighting Science Group Corporation (the "Issuer"), par value $0.001 per share (each, a "Share"), granted by the Issuer's board of directors to the Sanford R. Climan Living Trust, for which the reporting person serves as trustee, as compensation for the reporting person's service during 2015 as a member of the Issuer's board of directors. The Shares will vest in full on January 1, 2016.