SEC Form 4 · accession 0001437749-17-010181
LIGHTING SCIENCE GROUP CORP · LSCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Harkleroad
Director
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 24, 2017 | S | 20,000 | $0.0447 | D | 237,997 | I | By The Bristol Company |
| Common Stock | holding | — | — | — | 643,014 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in two transactions of 10,000 shares at a price of $0.0447 per share.
- F2The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.