Company · CIK 0000019617 · SIC 6021 — National Commercial Banks · NYSE

JPMORGAN CHASE & CO · JPM

Insider activity reported against this company. All insider holders · Files at: MHD, RBBN, [NONE], SLDB, TPLM, GDP. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $33.9M · 12sales $105.1M · 71net −$71.2M

Open-market trades as an insider elsewherebuys $22.0M · 1sales $0 · 0net $22.0M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 13, 2017 FMForm 4 →	Jan 18, 4:03 pm EST	Matthew E ZamesChief Operating Officer	258,698	$87.14	$7,603,836	366,455	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	William C WeldonDirector	493	$86.29	$42,500	85,939	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	Lee R RaymondDirector	478	$86.29	$41,250	221,520	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	Michael A NealDirector	304	$86.29	$26,250	26,051	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	Laban JacksonDirector	550	$86.29	$47,500	163,096	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	Timothy Patrick FlynnDirector	333	$86.29	$28,750	35,706	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	James S CrownDirector	377	$86.29	$32,500	294,575	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	Stephen B BurkeDirector	261	$86.29	$22,500	126,557	—	plan?
Dec 31, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	Crandall Close BowlesDirector	435	$86.29	$37,500	83,235	—	plan?
Nov 10, 2016 FMForm 4 →	Nov 14, 5:02 pm EST	Gordon SmithExecutive Vice President	379,739	$50.79	$19,288,156	231,818	—	plan?
Nov 9, 2016 FMForm 4 →	Nov 14, 4:59 pm EST	Douglas B PetnoCEO Commercial Banking	136,545	$57.93	$7,910,726	71,668	—	plan? late
Oct 31, 2016 PForm 4 →	Nov 2, 4:48 pm EDT	Laban JacksonDirector	40	$69.52	$2,781	5,986	+0.67%	plan?
Oct 26, 2016 SForm 4 →	Oct 27, 12:58 pm EDT	Mark O'DonovanCorporate Controller	4,035	$69.05	$278,621	0	−100%	plan?
Oct 26, 2016 SForm 4 →	Oct 27, 12:57 pm EDT	Stacey FriedmanGeneral Counsel	2,099	$69.03	$144,904	0	−100%	plan?
Oct 25, 2016 FMForm 4 →	Oct 27, 12:58 pm EDT	Mark O'DonovanCorporate Controller	12,727	$68.66	$298,375	4,035	—	plan?
Oct 25, 2016 FMForm 4 →	Oct 27, 12:57 pm EDT	Stacey FriedmanGeneral Counsel	7,405	$68.66	$182,142	2,099	—	plan?
Oct 21, 2016 FMForm 4 →	Oct 24, 4:47 pm EDT	Ashley BaconChief Risk Officer	91,315	$55.89	$5,103,671	23,623	—	plan?
Oct 17, 2016 SForm 4 →	Oct 18, 4:12 pm EDT	Marianne LakeChief Financial Officer	14,083	$67.26	$947,237	16,581	−45.9%	plan?
Oct 17, 2016 SForm 4 →	Oct 18, 4:12 pm EDT	Mary E. ErdoesCEO Asset Management	25,542	$67.26	$1,717,894	291,080	−8.07%	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:30 pm EDT	William C WeldonDirector	713	$66.59	$47,500	84,855	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:30 pm EDT	Lee R RaymondDirector	619	$66.59	$41,250	219,502	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:30 pm EDT	Michael A NealDirector	394	$66.59	$26,250	25,629	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:30 pm EDT	Timothy Patrick FlynnDirector	507	$66.59	$33,750	35,195	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:30 pm EDT	James S CrownDirector	488	$66.59	$32,500	293,049	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:30 pm EDT	Stephen B BurkeDirector	338	$66.59	$22,500	125,635	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:30 pm EDT	Crandall Close BowlesDirector	563	$66.59	$37,500	82,263	—	plan?
Aug 11, 2016 IForm 4 →	Aug 12, 4:04 pm EDT	Mark O'DonovanCorporate Controller	810	$65.46	$53,018	0	—	plan?
Aug 11, 2016 FMForm 4 →	Aug 12, 4:04 pm EDT	Mary E. ErdoesCEO Asset Management	507,777	$50.47	$25,628,969	316,622	—	plan?
Aug 10, 2016 AGForm 4 →	Oct 4, 5:30 pm EDT	Laban JacksonDirector	714	$66.59	$47,500	161,571	—	plan? late
Aug 9, 2016 GIForm 4 →	Aug 11, 5:47 pm EDT	Douglas B PetnoCEO Commercial Banking	2,435	$65.87	$160,335	0	—	plan?
Jul 21, 2016 FMForm 4 →	Jul 25, 10:49 am EDT	Marianne LakeChief Financial Officer	163,917	$51.48	$8,437,781	30,664	—	plan?
Jul 15, 2016 SForm 4 →	Jul 18, 3:44 pm EDT	Matthew E ZamesChief Operating Officer	3,991	$63.91	$255,059	282,287	−1.39%	plan?
Jul 15, 2016 SForm 4 →	Jul 18, 3:44 pm EDT	Gordon SmithExecutive Vice President	23,735	$64.05	$1,520,305	152,462	−13.5%	plan?
Jul 15, 2016 SForm 4 →	Jul 18, 3:44 pm EDT	Ashley BaconChief Risk Officer	15,521	$63.97	$992,830	14,938	−51.0%	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	William C WeldonDirector	805	$62.14	$50,000	83,485	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	Lee R RaymondDirector	674	$62.14	$41,875	217,166	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	Michael A NealDirector	392	$62.14	$24,375	25,107	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	Laban JacksonDirector	805	$62.14	$50,000	159,774	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	Timothy Patrick FlynnDirector	513	$62.14	$31,875	34,492	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	James S CrownDirector	523	$62.14	$32,500	291,279	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	Stephen B BurkeDirector	332	$62.14	$20,625	124,560	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 4:25 pm EDT	Crandall Close BowlesDirector	573	$62.14	$35,625	81,103	—	plan?
Jun 6, 2016 FMWForm 4 →	Jan 18, 2017, 4:04 pm EST	James DimonChairman & CEO, Director	403,422	$87.14	$12,459,259	1,087,730	—	plan? late
Apr 21, 2016 FMForm 4 →	Apr 22, 4:10 pm EDT	John L DonnellyDirector Human Resources	78,780	$51.76	$4,077,444	110,343	—	plan?
Apr 19, 2016 FMForm 4 →	Apr 20, 5:23 pm EDT	Gordon SmithExecutive Vice President	952,531	$56.49	$53,811,241	176,197	—	plan?
Apr 15, 2016 FMForm 4 →	Apr 18, 5:38 pm EDT	Matthew E ZamesChief Operating Officer	96,707	$51.52	$4,981,943	286,278	—	plan?
Apr 15, 2016 FMForm 4 →	Apr 18, 5:38 pm EDT	Daniel E PintoManaging Director	186,886	$53.94	$10,081,137	160,875	—	plan?
Apr 15, 2016 FMForm 4 →	Apr 18, 5:38 pm EDT	Ashley BaconChief Risk Officer	93,443	$53.94	$5,040,569	30,459	—	plan?
Apr 14, 2016 SForm 4 →	Apr 14, 5:40 pm EDT	Marianne LakeChief Financial Officer	13,684	$62.41	$854,064	16,581	−45.2%	plan?
Apr 14, 2016 SForm 4 →	Apr 14, 5:39 pm EDT	Matthew E ZamesChief Operating Officer	45,144	$61.77	$2,788,441	278,297	−14.0%	plan?
Apr 14, 2016 SForm 4 →	Apr 14, 5:39 pm EDT	Gordon SmithExecutive Vice President	32,096	$62.01	$1,990,421	128,728	−20.0%	plan?
Apr 14, 2016 SForm 4 →	Apr 14, 5:39 pm EDT	Daniel E PintoManaging Director	28,837	$62.38	$1,798,993	147,761	−16.3%	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:34 pm EDT	Lee R RaymondDirector	718	$59.22	$42,500	214,898	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:20 pm EDT	William C WeldonDirector	887	$59.22	$52,500	82,076	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:20 pm EDT	Michael A NealDirector	380	$59.22	$22,500	24,598	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:20 pm EDT	Laban JacksonDirector	887	$59.22	$52,500	157,966	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:20 pm EDT	Timothy Patrick FlynnDirector	507	$59.22	$30,000	33,801	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:20 pm EDT	James S CrownDirector	549	$59.22	$32,500	289,566	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:20 pm EDT	Stephen B BurkeDirector	317	$59.22	$18,750	123,544	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 5:20 pm EDT	Crandall Close BowlesDirector	570	$59.22	$33,750	79,978	—	plan?
Feb 11, 2016 PForm 4 →	Feb 11, 6:14 pm EST	James DimonChairman & CEO, Director	500,000	$53.18	$26,590,517	115,800	—	plan?
Feb 4, 2016 PForm 4 →	Feb 4, 4:32 pm EST	James S CrownDirector	81	$58.22	$4,716	5,362	+1.53%	plan?
Jan 29, 2016 SForm 4 →	Jan 29, 5:54 pm EST	Douglas B PetnoManaging Director	10,566	$59.00	$623,409	118,955	−8.16%	plan?
Jan 20, 2016 GForm 4 →	Jan 21, 5:36 pm EST	Douglas B PetnoManaging Director	1,805	—	—	129,521	—	plan?
Jan 20, 2016 SForm 4 →	Jan 21, 5:36 pm EST	Douglas B PetnoManaging Director	10,566	$55.71	$588,584	131,326	−7.45%	plan?
Jan 20, 2016 SForm 4 →	Jan 21, 5:36 pm EST	Mary E. ErdoesManaging Director	49,349	$55.27	$2,727,667	265,539	−15.7%	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	William C WeldonDirector	3,931	$57.24	$225,000	80,660	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	Lee R RaymondDirector	3,931	$57.24	$225,000	212,730	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	Michael A NealDirector	3,931	$57.24	$225,000	24,140	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	Timothy Patrick FlynnDirector	3,931	$57.24	$225,000	33,160	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	James S CrownDirector	3,931	$57.24	$225,000	287,942	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	Stephen B BurkeDirector	3,931	$57.24	$225,000	122,621	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	Crandall Close BowlesDirector	3,931	$57.24	$225,000	78,927	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	James A BellDirector	3,931	$57.24	$225,000	21,469	—	plan?
Jan 19, 2016 AForm 4 →	Jan 20, 5:09 pm EST	Linda BammannDirector	3,931	$57.24	$225,000	78,098	—	plan?
Jan 15, 2016 AFMForm 4 →	Jan 20, 5:09 pm EST	Laban JacksonDirector	7,923	$46.51	$368,459	156,168	—	plan?
Jan 15, 2016 PForm 4 →	Jan 15, 6:00 pm EST	James S CrownDirector	14,918	$56.46	$842,315	5,361	—	plan?
Jan 15, 2016 SForm 4 →	Jan 15, 6:00 pm EST	Mark O'DonovanCorporate Controller	6,553	$56.82	$372,322	0	−100%	plan?
Jan 15, 2016 SForm 4 →	Jan 15, 6:00 pm EST	Ashley BaconChief Risk Officer	4,979	$56.81	$282,841	23,902	−17.2%	plan?
Jan 15, 2016 SForm 4 →	Jan 15, 6:00 pm EST	Stacey FriedmanGeneral Counsel	7,296	$56.81	$414,474	0	−100%	plan?
Jan 15, 2016 SForm 4 →	Jan 15, 6:00 pm EST	John L DonnellyDirector Human Resources	7,093	$56.81	$402,967	103,687	−6.40%	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Marianne LakeChief Financial Officer	77,691	$58.29	$1,536,241	30,265	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Matthew E ZamesChief Operating Officer	274,617	$58.29	$5,372,528	323,441	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Daniel E PintoManaging Director	61,147	$58.29	$1,139,677	176,598	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Mary E. ErdoesManaging Director	235,600	$58.29	$4,828,776	314,888	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Douglas B PetnoManaging Director	121,907	$58.29	$2,324,122	141,892	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Gordon SmithExecutive Vice President	192,324	$58.29	$3,734,567	160,824	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	James DimonChairman & CEO, Director	413,839	$58.29	$8,549,703	120,501	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Mark O'DonovanCorporate Controller	14,485	$58.29	$231,188	6,553	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Ashley BaconChief Risk Officer	80,111	$58.29	$1,493,162	28,881	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	Stacey FriedmanGeneral Counsel	17,794	$58.29	$305,977	7,296	—	plan?
Jan 13, 2016 FMForm 4 →	Jan 15, 6:00 pm EST	John L DonnellyDirector Human Resources	57,532	$58.29	$1,110,239	110,780	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	William C WeldonDirector	719	$66.03	$47,500	76,729	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	Lee R RaymondDirector	530	$66.03	$35,000	208,800	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	Michael A NealDirector	341	$66.03	$22,500	20,209	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	Laban JacksonDirector	833	$66.03	$55,000	151,179	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	Timothy Patrick FlynnDirector	454	$66.03	$30,000	29,229	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	James S CrownDirector	606	$66.03	$40,000	284,011	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	Stephen B BurkeDirector	284	$66.03	$18,750	118,690	—	plan?
Dec 31, 2015 AForm 4 →	Jan 5, 2016, 6:09 pm EST	Crandall Close BowlesDirector	511	$66.03	$33,750	74,996	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 11, 2016 MForm 4 →	Aug 12, 4:04 pm EDT	Mary E. ErdoesCEO Asset Management	279,430	—	—	0	—
Jul 21, 2016 MForm 4 →	Jul 25, 10:49 am EDT	Marianne LakeChief Financial Officer	89,000	—	—	0	—
Apr 21, 2016 MForm 4 →	Apr 22, 4:10 pm EDT	John L DonnellyDirector Human Resources	42,718	—	—	0	—
Apr 19, 2016 MForm 4 →	Apr 20, 5:23 pm EDT	Gordon SmithExecutive Vice President	500,000	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Matthew E ZamesChief Operating Officer	52,344	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Daniel E PintoManaging Director	100,000	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Ashley BaconChief Risk Officer	50,000	—	—	0	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Ashley BaconChief Risk Officer	48,581	—	—	48,581	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Gordon SmithExecutive Vice President	85,168	—	—	85,168	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Daniel E PintoManaging Director	101,466	—	—	101,466	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Mark O'DonovanCorporate Controller	17,471	—	—	17,471	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Marianne LakeChief Financial Officer	53,722	—	—	53,722	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Stacey FriedmanGeneral Counsel	19,655	—	—	19,655	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Matthew E ZamesChief Operating Officer	93,030	—	—	93,030	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	John L DonnellyDirector Human Resources	27,516	—	—	27,516	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Douglas B PetnoManaging Director	48,481	—	—	48,481	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Mary E. ErdoesManaging Director	90,409	—	—	90,409	—
Jan 15, 2016 MForm 4 →	Jan 20, 5:09 pm EST	Laban JacksonDirector	2,525	—	—	0	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Marianne LakeChief Financial Officer	51,337	—	—	40,173	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Matthew E ZamesChief Operating Officer	182,452	—	—	84,234	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Daniel E PintoManaging Director	41,596	—	—	0	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Mary E. ErdoesManaging Director	152,763	$58.29	$4,305,834	73,867	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Douglas B PetnoManaging Director	82,037	—	—	40,173	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Gordon SmithExecutive Vice President	128,258	—	—	68,683	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	James DimonChairman & CEO, Director	267,170	—	—	159,828	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Mark O'DonovanCorporate Controller	10,519	—	—	7,085	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Ashley BaconChief Risk Officer	54,496	—	—	37,581	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Stacey FriedmanGeneral Counsel	12,545	—	—	10,022	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	John L DonnellyDirector Human Resources	38,486	—	—	18,359	—
Nov 9, 2015 MForm 4 →	Nov 10, 4:39 pm EST	Mary E. ErdoesManaging Director	200,000	—	—	0	—
Nov 9, 2015 MForm 4 →	Nov 10, 4:35 pm EST	John L DonnellyDirector Human Resources	20,920	—	—	31,382	—
Oct 25, 2015 MForm 4 →	Oct 26, 5:23 pm EDT	Mark O'DonovanCorporate Controller	2,376	—	—	4,752	—
Oct 20, 2015 AForm 4 →	Oct 22, 4:07 pm EDT	Mark O'DonovanCorporate Controller	24,021	—	—	24,021	—
Jul 25, 2015 MForm 4 →	Jul 27, 5:08 pm EDT	Daniel E PintoManaging Director	42,117	—	—	42,117	—
Jul 16, 2015 MForm 4 →	Jul 17, 4:18 pm EDT	Daniel E PintoManaging Director	50,000	—	—	0	—
Jul 16, 2015 MForm 4 →	Jul 17, 4:18 pm EDT	Stephen M CutlerGeneral Counsel	40,000	—	—	40,000	—
May 21, 2015 MForm 4 →	May 22, 3:25 pm EDT	Mary E. ErdoesManaging Director	200,000	—	—	0	—
May 21, 2015 MForm 4 →	May 22, 3:25 pm EDT	Stephen M CutlerGeneral Counsel	120,000	—	—	50,000	—
Feb 6, 2015 MForm 4 →	Feb 9, 4:13 pm EST	John L DonnellyDirector Human Resources	42,258	—	—	0	—
Jan 23, 2015 MForm 4 →	Jan 26, 4:09 pm EST	Matthew E ZamesChief Operating Officer	69,343	—	—	0	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Matthew E ZamesChief Operating Officer	174,399	—	—	174,399	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Gordon SmithExecutive Vice President	152,934	—	—	152,934	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Douglas B PetnoManaging Director	88,541	—	—	88,541	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Daniel E PintoManaging Director	171,433	—	—	171,433	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Mark O'DonovanCorporate Controller	16,099	—	—	16,099	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Marianne LakeChief Financial Officer	99,273	—	—	99,273	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Stephen M CutlerGeneral Counsel	99,273	—	—	99,273	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Mary E. ErdoesManaging Director	169,032	—	—	169,032	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	John L DonnellyDirector Human Resources	42,482	—	—	42,482	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	James DimonChairman & CEO, Director	198,546	—	—	198,546	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Ashley BaconChief Risk Officer	88,095	—	—	88,095	—
Jan 15, 2015 MForm 4 →	Jan 16, 4:50 pm EST	Laban JacksonDirector	3,117	—	—	0	—
Jan 15, 2015 MForm 4 →	Jan 16, 4:49 pm EST	James DimonChairman & CEO, Director	600,481	—	—	0	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Daniel E PintoManaging Director	58,155	—	—	0	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Marianne LakeChief Financial Officer	20,152	—	—	11,164	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Mary E. ErdoesManaging Director	177,901	—	—	78,897	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	James DimonChairman & CEO, Director	275,858	—	—	107,343	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Gordon SmithExecutive Vice President	116,450	—	—	59,575	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Matthew E ZamesChief Operating Officer	224,774	—	—	98,219	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Douglas B PetnoManaging Director	84,835	—	—	41,864	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Mark O'DonovanCorporate Controller	7,785	—	—	3,435	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	John L DonnellyDirector Human Resources	42,947	—	—	20,127	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Stephen M CutlerGeneral Counsel	118,434	—	—	53,135	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Ashley BaconChief Risk Officer	19,769	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 2, 2026 JForm 4 →	Jun 5, 9:20 am EDT	BLACKROCK MUNIHOLDINGS FUND, INC.MHD	14,356	—	—	7,178	—	late
Dec 5, 2018 JForm 4 →	Dec 7, 7:30 pm EST	Ribbon Communications Inc.RBBN	1,142,007	$6.83	$7,799,908	49,940,222	—	plan?
Jul 2, 2018 XForm 4 →	Jul 5, 3:52 pm EDT	Ribbon Communications Inc.RBBN	327	$7.20	$2,354	49,948,380	—	plan?
May 31, 2018 PForm 4 →	Jun 4, 4:53 pm EDT	IMH Financial Corpno symbol	22,000	$1,000.00	$22,000,000	22,000	—	plan?
Mar 16, 2018 XForm 4 →	Mar 20, 4:16 pm EDT	Ribbon Communications Inc.RBBN	241,779	$5.12	$1,237,908	49,948,707	—	plan?
Jun 20, 2017 XForm 4 →	Jun 21, 3:39 pm EDT	GOODRICH PETROLEUM CORPGDP	223	$13.00	$2,899	609,041	—	plan?
Jun 19, 2017 XForm 4 →	Jun 20, 5:06 pm EDT	GOODRICH PETROLEUM CORPGDP	40	$13.32	$533	609,264	—	plan?
Jun 16, 2017 XForm 4 →	Jun 19, 3:23 pm EDT	GOODRICH PETROLEUM CORPGDP	9,930	$13.39	$132,963	609,304	—	plan?
Jun 15, 2017 XForm 4 →	Jun 16, 2:48 pm EDT	GOODRICH PETROLEUM CORPGDP	5,766	$13.37	$77,091	619,234	—	plan?
May 26, 2017 XForm 4 →	Jun 1, 12:53 pm EDT	GOODRICH PETROLEUM CORPGDP	625,000	$0.01	$6,250	625,000	—	plan? late

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 9, 2018 PForm 4 →	Feb 13, 3:13 pm EST	IMH Financial Corpno symbol	2,952,941	—	—	600,000	—
May 26, 2017 XForm 4 →	Jun 1, 12:53 pm EDT	GOODRICH PETROLEUM CORPGDP	625,000	$0.01	$6,250	0	—	late