SEC Form 4 · accession 0001225208-16-040780
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark O'Donovan
Officer — Corporate Controller
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2016 | M | 6,005 | $0.00 | A | 6,005 | D | |
| Common StockF1 | Oct 25, 2016 | M | 2,376 | $0.00 | A | 8,381 | D | |
| Common Stock | Oct 25, 2016 | F | 4,346 | $68.655 | D | 4,035 | D | |
| Common Stock | Oct 26, 2016 | S | 4,035 | $69.0511 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Oct 25, 2016 | M | 2,376 | D | — | Oct 25, 2017 | Common Stock | 2,376 | 2,376 | D |
| Restricted Stock UnitsF1,F4 | — | Oct 25, 2016 | M | 6,005 | D | — | Oct 25, 2019 | Common Stock | 6,005 | 18,016 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Sale pursuant to 10b5-1 Plan dated July 22, 2016.
- F3Restricted stock units vest in four equal annual installments beginning October 25, 2014.
- F4Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019.