SEC Form 4 · accession 0001225208-16-024554
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Crown
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 20, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2016 | A | 3,931 | $57.24 | A | 287,942 | D | |
| Common Stock | holding | — | — | — | 11,091 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 1,834,723 | I | By Partnership (Areljay) | |
| Common StockF2 | holding | — | — | — | 933,905 | I | By Partnership (Crown Fund II) | |
| Common StockF2 | holding | — | — | — | 3,048,854 | I | By Partnership (HCNI II LLC) | |
| Common StockF2 | holding | — | — | — | 6,423,649 | I | By Partnership (The Crown Fund) | |
| Common Stock | holding | — | — | — | 6,949 | I | By SEP IRA | |
| Common StockF2 | holding | — | — | — | 18,803 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 1,959 | I | By Spouse's IRA | |
| Common StockF2 | holding | — | — | — | 5,361 | I | By Spouse's SEP IRA | |
| Common StockF2 | holding | — | — | — | 168,305 | I | By Trust (Crown) | |
| Common StockF2 | holding | — | — | — | 16,571 | I | By Trust for child (HCC Trusts) | |
| Common StockF2 | holding | — | — | — | 3,500 | I | By Trust for child (SOHC Trust) | |
| Common StockF2 | holding | — | — | — | 12,256 | I | By Trust for child (VSC Trust) | |
| Common StockF2 | holding | — | — | — | 5,813 | I | By Trust for child (WAHC Trust) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.
- F2The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.