SEC Form 4 · accession 0001225208-16-026145
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Dimon
Officer — Chairman & CEO · Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 11, 2016 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | P | 330,000 | $53.1406 | A | 330,000 | D | |
| Common Stock | Feb 11, 2016 | P | 45,000 | $53.2991 | A | 567,743 | I | By Family Trusts |
| Common StockF1 | Feb 11, 2016 | P | 85,000 | $53.2991 | A | 4,340,740 | I | By GRAT |
| Common StockF2 | Feb 11, 2016 | P | 40,000 | $53.1309 | A | 115,800 | I | By LLC |
| Common Stock | holding | — | — | — | 7,052 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 1,048,032 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 336,968 | I | By Spouse's GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance reflects shares transferred from a GRAT and funding of a GRAT.
- F2Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
- F3Balance reflects transfer of shares from Spouse's GRAT to Spouse.