Form4insider filings, from the source

Company · CIK 0001422105 · SIC 3334 — Primary Production of Aluminum

Noranda Aluminum Holding CORP · NORN

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $444k · 9sales $47.5M · 4net −$47.0M
$10k$10k$1M$1M$100M$100MbuyssalesMar 25Apr 30Jun 6Jul 12Aug 18Sep 23Oct 30

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Jan 6, 2016 AMForm 4 →Jan 20, 4:32 pm ESTJulio C D CostaBauxite and Alumina Bus. Pres.1,975——1,975— plan? late
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:05 pm ESTCarl J RickertsenDirector401——26,093— plan?
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:05 pm ESTRichard B EvansDirector337——28,393— plan?
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:05 pm ESTAlan H SchumacherDirector103——15,262— plan?
Dec 31, 2015 FMForm 4 →Jan 5, 2016, 3:04 pm ESTWilliam H Brooks Jr.Director451$0.32$3226,120— plan?
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:04 pm ESTRonald S RolfeDirector351——18,626— plan?
Dec 7, 2015 JForm 4/A →Dec 22, 6:14 pm ESTWilliam H Brooks Jr.Director———25,869— plan?
Dec 7, 2015 MForm 4 →Dec 9, 7:56 pm ESTWilliam H Brooks Jr.Director1$14.00$8126,058— plan? amended
Nov 5, 2015 FMForm 4 →Nov 6, 9:26 pm ESTDale W BoylesChief Financial Officer1,936$2.00$9464,209— plan?
Oct 29, 2015 SForm 4 →Oct 30, 8:41 am EDTAlan H SchumacherDirector5,000$1.74$8,70015,159−24.8% plan?
Sep 30, 2015 DMForm 4 →Oct 2, 4:01 pm EDTAlan H SchumacherDirector103$1.64$120,159— plan?
Sep 30, 2015 DMForm 4 →Oct 2, 4:00 pm EDTCarl J RickertsenDirector404$1.64$225,692— plan?
Sep 30, 2015 DFMForm 4 →Oct 2, 4:00 pm EDTWilliam H Brooks Jr.Director450$1.64$16225,869— plan?
Sep 30, 2015 DMForm 4 →Oct 2, 4:00 pm EDTRichard B EvansDirector339$1.64$128,056— plan?
Sep 30, 2015 DMForm 4 →Oct 2, 3:59 pm EDTRonald S RolfeDirector352$1.64$118,275— plan?
Jul 23, 2015 PForm 4 →Jul 23, 5:32 pm EDTLayle Kiplind SmithPresident and CEO, Director196,000$0.5061$99,196878,885+28.7% plan?
Jul 6, 2015 AFForm 4 →Jul 8, 1:52 pm EDTWilliam H Brooks Jr.Director3,766$0.8547$704179,311— plan?
Jul 6, 2015 AForm 4 →Jul 8, 1:52 pm EDTRichard B EvansDirector11,765——194,022— plan?
Jun 30, 2015 AFMForm 4 →Jul 2, 5:53 pm EDTWilliam H Brooks Jr.Director78,446$0.85$14,587177,193— plan?
Jun 30, 2015 AFForm 4 →Jul 2, 5:53 pm EDTThomas R MiklichDirector75,295$0.85$14,000100,104— plan?
Jun 30, 2015 AForm 4 →Jul 2, 5:53 pm EDTElliot G. SagorDirector58,824——84,053— plan?
Jun 30, 2015 AMForm 4 →Jul 2, 5:53 pm EDTAlan H SchumacherDirector59,541——140,394— plan?
Jun 30, 2015 AMForm 4 →Jul 2, 5:52 pm EDTCarl J RickertsenDirector61,644——177,025— plan?
Jun 30, 2015 AMForm 4 →Jul 2, 5:52 pm EDTRonald S RolfeDirector61,285——125,462— plan?
Jun 30, 2015 AMForm 4 →Jul 2, 5:52 pm EDTRichard B EvansDirector61,193——182,257— plan?
Jun 10, 2015 AForm 4 →Jun 12, 9:55 pm EDTAlan H SchumacherDirector113——80,853— plan?
Jun 10, 2015 AForm 4 →Jun 12, 9:54 pm EDTRonald S RolfeDirector332$1.30$28564,177— plan?
Jun 10, 2015 AForm 4 →Jun 12, 9:54 pm EDTElliot G. SagorDirector113——25,229— plan?
Jun 10, 2015 AForm 4 →Jun 12, 9:54 pm EDTRichard B EvansDirector113——121,064— plan?
Jun 10, 2015 AForm 4 →Jun 12, 9:52 pm EDTCarl J RickertsenDirector113——115,381— plan?
Jun 10, 2015 AFForm 4 →Jun 12, 9:51 pm EDTThomas R MiklichDirector145$1.34$4357,751— plan?
Jun 10, 2015 AFForm 4 →Jun 12, 9:51 pm EDTWilliam H Brooks Jr.Director145$1.34$43133,069— plan?
Jun 1, 2015 FMForm 4 →Jun 3, 5:58 pm EDTThomas R MiklichDirector19,349$1.66$7,02757,670— plan?
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTRonald S RolfeDirector15,116——63,845— plan?
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTRichard B EvansDirector15,116——120,951— plan?
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTAlan H SchumacherDirector15,116——80,740— plan?
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTCarl J RickertsenDirector15,116——115,268— plan?
Jun 1, 2015 MForm 4 →Jun 3, 5:56 pm EDTElliot G. SagorDirector15,116——25,116— plan?
Jun 1, 2015 FMForm 4 →Jun 3, 5:56 pm EDTWilliam H Brooks Jr.Director19,349$1.66$7,027132,988— plan?
May 26, 2015 SForm 4 →May 27, 3:17 pm EDTScott M CroftPres-Primary & Value Added Bus30,400$2.04$61,88558,951−34.0% plan?
May 19, 2015 PForm 4 →May 20, 5:59 pm EDTAlan H SchumacherDirector10,000$2.26$22,60065,624+18.0% plan?
May 18, 2015 MForm 4 →May 20, 6:00 pm EDTLayle Kiplind SmithPresident and CEO, Director200,000$1.14$228,000682,885— plan?
May 18, 2015 PForm 4 →May 20, 6:00 pm EDTRichard B EvansDirector50,000$2.31$115,700105,835+89.5% plan?
May 15, 2015 SForm 4 →May 19, 5:03 pm EDTAPOLLO INVESTMENT FUND VI L P +610% Owner11,888,289$2.08$24,668,2000−100% plan?
May 15, 2015 SForm 4 →May 19, 5:02 pm EDTNoranda Holdings LP +910% Owner10,951,711$2.08$22,724,8000−100% plan?
May 15, 2015 PForm 4 →May 18, 12:11 pm EDTElliot G. SagorDirector10,000$2.34$23,40010,000— plan?
May 14, 2015 PForm 4 →May 14, 1:48 pm EDTRonald S RolfeDirector10,000$2.21$22,10048,729+25.8% plan?
May 12, 2015 PForm 4 →May 13, 6:49 pm EDTRonald S RolfeDirector10,000$2.23$22,30038,729+34.8% plan?
May 12, 2015 PForm 4 →May 13, 6:49 pm EDTThomas R MiklichDirector25,000$2.11$52,74846,787+115% plan?
May 12, 2015 PForm 4 →May 13, 6:49 pm EDTCarl J RickertsenDirector40,000$2.14$85,600100,152+66.5% plan?
May 2, 2015 MForm 4/A →Oct 1, 9:33 am EDTDale W BoylesChief Financial Officer8,591——24,883— plan?
May 2, 2015 MForm 4/A →Jun 8, 7:57 pm EDTDale W BoylesChief Financial Officer8,591——24,523— plan? amended
May 2, 2015 FMForm 4 →May 5, 12:07 pm EDTScott M CroftPres-Primary & Value Added Bus11,371$3.35$9,31389,351— plan?
May 2, 2015 FMForm 4 →May 5, 12:06 pm EDTDale W BoylesChief Financial Officer11,301$3.35$7,87322,533— plan? amended
May 2, 2015 FMForm 4 →May 5, 12:06 pm EDTGail E LehmanGen Counsel/Sec/Chief Adm Off10,941$3.35$7,87382,627— plan?
May 2, 2015 FMForm 4 →May 5, 12:06 pm EDTLayle Kiplind SmithPresident and CEO, Director58,602$3.35$58,019482,885— plan?
Apr 12, 2015 FMForm 4 →Apr 14, 2:00 pm EDTScott M CroftPres-Primary & Added Value Bus4,476$3.22$3,52683,540— plan?
Apr 12, 2015 FMForm 4 →Apr 14, 2:00 pm EDTGail E LehmanGeneral Counsel/Sec/CAO4,306$3.22$2,97976,386— plan?
Apr 12, 2015 FMForm 4 →Apr 14, 1:54 pm EDTLayle Kiplind SmithPresident and CEO, Director23,400——458,921— plan?
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTAlan H SchumacherDirector712——55,624— plan?
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTRonald S RolfeDirector2,443——28,729— plan?
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTRichard B EvansDirector2,350——55,835— plan?
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTCarl J RickertsenDirector2,799——60,152— plan?
Mar 31, 2015 FMForm 4 →Apr 2, 6:52 pm EDTWilliam H Brooks Jr.Director3,128$2.97$2,034122,105— plan?
Mar 26, 2015 PForm 4 →Mar 31, 11:53 am EDTRonald S RolfeDirector86$3.04$26126,286+0.33% plan? late
Mar 25, 2015 AForm 4 →Mar 31, 11:51 am EDTScott M CroftPres-Downstream49——81,254— plan? late
Mar 25, 2015 AForm 4 →Mar 31, 11:51 am EDTGail E LehmanGeneral Counsel/Sec/CAO49——73,930— plan? late
Mar 25, 2015 AForm 4 →Mar 31, 11:51 am EDTLayle Kiplind SmithCEO, Director238——449,353— plan? late
Mar 9, 2015 AFForm 4 →Mar 11, 4:34 pm EDTGail E LehmanGeneral Counsel/Sec/CAO10,595$2.98$7,668108,189— plan?
Mar 9, 2015 AFForm 4 →Mar 11, 4:34 pm EDTLayle Kiplind SmithCEO, Director55,517$2.98$48,893618,391— plan?
Mar 9, 2015 AFForm 4 →Mar 11, 4:33 pm EDTScott M CroftPres-Downstream10,465$2.98$7,280104,345— plan?
Mar 6, 2015 FJForm 4 →Mar 10, 5:52 pm EDTGail E LehmanGeneral Counsel/Sec/CAO16,208$2.96$6,737102,740— plan?
Mar 6, 2015 FJForm 4 →Mar 10, 5:52 pm EDTScott M CroftPres-Downstream16,208$2.96$6,737112,698— plan?
Mar 6, 2015 FJForm 4 →Mar 10, 5:52 pm EDTLayle Kiplind SmithCEO, Director82,121$2.96$42,065595,688— plan?
Jan 1, 2015 AForm 4 →Jan 5, 4:51 pm ESTCarl J RickertsenDirector1,421——78,420— plan?
Jan 1, 2015 AForm 4 →Jan 5, 4:50 pm ESTAlan H SchumacherDirector2,841——69,698— plan?
Dec 31, 2014 FForm 4 →Jan 5, 2015, 4:51 pm ESTThomas R MiklichDirector854$3.52$3,00641,056— plan?
Dec 31, 2014 FForm 4 →Jan 5, 2015, 4:51 pm ESTWilliam H Brooks Jr.Director854$3.52$3,006135,844— plan?
Nov 5, 2014 FForm 4 →Feb 23, 2015, 9:03 am ESTDale W BoylesChief Financial Officer2,766$3.88$10,73280,838— plan? late
Sep 30, 2014 FForm 4 →Feb 23, 2015, 9:07 am ESTWilliam H Brooks Jr.Director852$4.52$3,851126,058— plan? late
Sep 30, 2014 FForm 4 →Feb 23, 2015, 9:05 am ESTThomas R MiklichDirector852$4.52$3,85132,451— plan? late

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Jan 6, 2016 MForm 4 →Jan 20, 4:32 pm ESTJulio C D CostaBauxite and Alumina Bus. Pres.1,357——0— late
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:05 pm ESTCarl J RickertsenDirector401——0—
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:05 pm ESTRichard B EvansDirector337——0—
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:05 pm ESTAlan H SchumacherDirector103——0—
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:04 pm ESTWilliam H Brooks Jr.Director351——0—
Dec 31, 2015 MForm 4 →Jan 5, 2016, 3:04 pm ESTRonald S RolfeDirector351——0—
Dec 7, 2015 DForm 4 →Dec 9, 7:57 pm ESTGail E LehmanGen Counsel/Sec/Chief Adm Off2——5,469—
Dec 7, 2015 DForm 4 →Dec 9, 7:56 pm ESTWilliam H Brooks Jr.Director2——9,728— amended
Dec 7, 2015 DForm 4 →Dec 9, 7:56 pm ESTDale W BoylesChief Financial Officer1——5,469—
Dec 7, 2015 DForm 4 →Dec 9, 7:56 pm ESTMichael J GriffinPrim Alum Bus Pres & VP of Man0——5,469—
Dec 7, 2015 DForm 4 →Dec 9, 7:55 pm ESTCarl J RickertsenDirector1——50—
Dec 7, 2015 DForm 4 →Dec 9, 7:55 pm ESTThomas R MiklichDirector0——2,857—
Dec 7, 2015 DForm 4 →Dec 9, 7:55 pm ESTAlan H SchumacherDirector0——2,857—
Dec 7, 2015 DForm 4 →Dec 9, 7:55 pm ESTJulio C D CostaBauxite and Alumina Bus. Pres.1——5,428—
Dec 7, 2015 DForm 4 →Dec 9, 7:55 pm ESTLayle Kiplind SmithPresident and CEO, Director1——28,571—
Dec 7, 2015 DForm 4 →Dec 9, 7:54 pm ESTRonald S RolfeDirector0——351—
Dec 7, 2015 DForm 4 →Dec 9, 7:44 pm ESTScott M CroftChief Commercial Officer2——8,757—
Dec 7, 2015 DForm 4 →Dec 9, 7:43 pm ESTRichard B EvansDirector1——337—
Nov 5, 2015 MForm 4 →Nov 6, 9:26 pm ESTDale W BoylesChief Financial Officer1,463——2,927—
Sep 30, 2015 MForm 4 →Oct 2, 4:01 pm EDTAlan H SchumacherDirector103——103—
Sep 30, 2015 MForm 4 →Oct 2, 4:00 pm EDTCarl J RickertsenDirector403——51—
Sep 30, 2015 MForm 4 →Oct 2, 4:00 pm EDTWilliam H Brooks Jr.Director352——352—
Sep 30, 2015 MForm 4 →Oct 2, 4:00 pm EDTRichard B EvansDirector338——338—
Sep 30, 2015 MForm 4 →Oct 2, 3:59 pm EDTRonald S RolfeDirector352——352—
Jul 1, 2015 AForm 4 →Jul 2, 5:52 pm EDTJulio C D CostaBauxite and Alumina Bus. Pres.38,000——38,000—
Jun 30, 2015 MForm 4 →Jul 2, 5:53 pm EDTWilliam H Brooks Jr.Director2,461——4,924—
Jun 30, 2015 MForm 4 →Jul 2, 5:53 pm EDTAlan H SchumacherDirector717——1,437—
Jun 30, 2015 MForm 4 →Jul 2, 5:52 pm EDTCarl J RickertsenDirector2,820——719—
Jun 30, 2015 MForm 4 →Jul 2, 5:52 pm EDTRonald S RolfeDirector2,461——4,924—
Jun 30, 2015 MForm 4 →Jul 2, 5:52 pm EDTRichard B EvansDirector2,369——4,738—
Jun 12, 2015 AForm 4 →Jun 12, 9:51 pm EDTScott M CroftPres-Primary & Value Added Bus526——38,284— amended
Jun 10, 2015 AForm 4/A →Oct 1, 9:14 am EDTScott M CroftChief Commercial Officer192——25,966—
Jun 10, 2015 AForm 4/A →Oct 1, 9:02 am EDTLayle Kiplind SmithPresident and CEO, Director1,170——124,777—
Jun 10, 2015 AForm 4 →Jun 12, 9:55 pm EDTAlan H SchumacherDirector16——2,154—
Jun 10, 2015 AForm 4 →Jun 12, 9:55 pm EDTGail E LehmanGen Counsel/Sec/Chief Adm Off526——38,284—
Jun 10, 2015 AForm 4 →Jun 12, 9:54 pm EDTRonald S RolfeDirector55——7,385—
Jun 10, 2015 AForm 4 →Jun 12, 9:54 pm EDTRichard B EvansDirector52——7,107—
Jun 10, 2015 AForm 4 →Jun 12, 9:52 pm EDTCarl J RickertsenDirector63——1,078—
Jun 10, 2015 AForm 4 →Jun 12, 9:51 pm EDTDale W BoylesChief Financial Officer704——38,284—
Jun 10, 2015 AForm 4 →Jun 12, 9:51 pm EDTWilliam H Brooks Jr.Director55——7,385—
Jun 10, 2015 AForm 4 →Jun 12, 9:50 pm EDTLayle Kiplind SmithPresident and CEO, Director2,389——126,242— amended
Jun 1, 2015 MForm 4 →Jun 3, 5:58 pm EDTThomas R MiklichDirector15,116——0—
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTRonald S RolfeDirector15,116——0—
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTRichard B EvansDirector15,116——0—
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTAlan H SchumacherDirector15,116——0—
Jun 1, 2015 MForm 4 →Jun 3, 5:57 pm EDTCarl J RickertsenDirector15,116——0—
Jun 1, 2015 MForm 4 →Jun 3, 5:56 pm EDTElliot G. SagorDirector15,116——0—
Jun 1, 2015 MForm 4 →Jun 3, 5:56 pm EDTWilliam H Brooks Jr.Director15,116——0—
May 18, 2015 AForm 4 →May 20, 6:01 pm EDTGail E LehmanGen Counsel/Sec/Chief Adm Off38,000——38,000—
May 18, 2015 AMForm 4 →May 20, 6:00 pm EDTLayle Kiplind SmithPresident and CEO, Director363,375——0—
May 18, 2015 AForm 4 →May 20, 6:00 pm EDTScott M CroftPres-Primary & Value Added Bus38,000——38,000—
May 18, 2015 AForm 4 →May 20, 6:00 pm EDTDale W BoylesChief Financial Officer38,000——38,000—
May 15, 2015 DForm 4 →May 19, 5:09 pm EDTApollo Management VI, L.P. +510% Owner52,904——0—
May 15, 2015 DForm 4 →May 19, 5:07 pm EDTApollo Alternative Assets, L.P. +410% Owner7,558——0—
May 2, 2015 MForm 4 →May 5, 12:07 pm EDTScott M CroftPres-Primary & Value Added Bus8,591——25,774—
May 2, 2015 MForm 4 →May 5, 12:06 pm EDTDale W BoylesChief Financial Officer8,591——25,774— amended
May 2, 2015 MForm 4 →May 5, 12:06 pm EDTGail E LehmanGen Counsel/Sec/Chief Adm Off8,591——25,774—
May 2, 2015 MForm 4 →May 5, 12:06 pm EDTLayle Kiplind SmithPresident and CEO, Director41,283——123,853—
Apr 12, 2015 MForm 4 →Apr 14, 2:00 pm EDTScott M CroftPres-Primary & Added Value Bus3,381——6,764—
Apr 12, 2015 MForm 4 →Apr 14, 2:00 pm EDTGail E LehmanGeneral Counsel/Sec/CAO3,381——6,764—
Apr 12, 2015 MForm 4 →Apr 14, 1:54 pm EDTLayle Kiplind SmithPresident and CEO, Director16,484——32,970—
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTAlan H SchumacherDirector712——2,138—
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTRonald S RolfeDirector2,443——7,330—
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTRichard B EvansDirector2,350——7,055—
Mar 31, 2015 MForm 4 →Apr 2, 6:53 pm EDTCarl J RickertsenDirector2,799——8,400—
Mar 31, 2015 MForm 4 →Apr 2, 6:52 pm EDTWilliam H Brooks Jr.Director2,443——7,330—
Mar 25, 2015 AForm 4 →Mar 31, 11:53 am EDTRonald S RolfeDirector81——9,773— late
Mar 25, 2015 AForm 4 →Mar 31, 11:53 am EDTDale W BoylesChief Financial Officer295——34,365— late
Mar 25, 2015 AForm 4 →Mar 31, 11:53 am EDTThomas R MiklichDirector49——15,116— late
Mar 25, 2015 AForm 4 →Mar 31, 11:52 am EDTElliot G. SagorDirector49——15,116— late
Mar 25, 2015 AForm 4 →Mar 31, 11:52 am EDTWilliam H Brooks Jr.Director81——9,773— late
Mar 25, 2015 AForm 4 →Mar 31, 11:52 am EDTRichard B EvansDirector79——9,405— late
Mar 25, 2015 AForm 4 →Mar 31, 11:52 am EDTCarl J RickertsenDirector86——11,199— late
Mar 25, 2015 AForm 4 →Mar 31, 11:51 am EDTScott M CroftPres-Downstream389——34,365— late
Mar 25, 2015 AForm 4 →Mar 31, 11:51 am EDTGail E LehmanGeneral Counsel/Sec/CAO389——34,365— late
Mar 25, 2015 AForm 4 →Mar 31, 11:51 am EDTAlan H SchumacherDirector58——2,850— late
Mar 25, 2015 AForm 4 →Mar 31, 11:51 am EDTLayle Kiplind SmithCEO, Director1,871——49,454— late