SEC Form 4 · accession 0001422105-15-000232

Noranda Aluminum Holding CORP · NORN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 30, 2015

Accepted (ET)

Oct 2, 2015 · 4:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001422105

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common stock^F1	Sep 30, 2015	M	352	$0.00	A	25,642	D
Common stock^F1	Sep 30, 2015	D	1	$1.64	D	25,641	D
Common stock^F1	Sep 30, 2015	M	51	$0.00	A	25,692	D
Common stock^F1	Sep 30, 2015	D	0	$1.64	D	25,692	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3,F4	—	Sep 30, 2015	M	352	D	—	Dec 31, 2015	Common stock	352	352	D
Restricted Stock Units^F1,F3,F5,F6	—	Sep 30, 2015	M	51	D	—	Jan 1, 2016	Common stock	51	51	D

F1The number of securities shown in this report reflects the one-for-seven reverse stock split of the Issuer's common stock that occurred on August 25, 2015.
F2Represents cash payment to the reporting person in lieu of fractional share.
F3Each restricted stock unit is the economic equivalent of one share of Issuer common stock.
F4On December 2, 2014, the reporting person was granted 1,391.6 restricted stock units ("RSUs"). On March 25, 2015 and June 10, 2015, the reporting person was granted 4.6 and 7.9 additional RSUs, respectively, in the form of dividend equivalents that vest at the same time and in the same proportions as the previously granted RSUs. Twenty-five percent of outstanding RSUs vested on each of March 31, 2015, June 30, 2015, and September 30, 2015. The remaining RSUs will vest on December 31, 2015.
F5On January 1, 2015, the reporting person was granted 203 restricted stock units ("RSUs"). On March 25, 2015 and June 10, 2015, the reporting person was granted .7 and 1.1 additional RSUs, respectively, in the form of dividend equivalents that vest at the same time and in the same proportions as the previously granted RSUs. Twenty-five percent of outstanding RSUs vested on each of March 31, 2015, June 30, 2015, and September 30, 2015. The remaining RSUs will vest on December 31, 2015.
F6The actual expiration date is 12/31/15. However, due to system limitations, the reporting person had to incorrectly indicate a 1/1/16 expiration date in the table.