SEC Form 4 · accession 0001422105-15-000190
Noranda Aluminum Holding CORP · NORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio C D Costa
Officer — Bauxite and Alumina Bus. Pres.
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422105
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | — | Jul 1, 2015 | A | 38,000 | A | — | Jul 1, 2018 | Common stock | 38,000 | 38,000 | D |
Explanation of responses
- F1Each restricted stock is the economic equivalent of one share of Issuer common stock.
- F2The restricted stock vests as to 25% of the shares on each of the first and second anniversaries of the July 1, 2015 grant date. The remaining 50% of the shares vests on the third anniversary of the grant date.