SEC Form 4 · accession 0001422105-15-000015
Noranda Aluminum Holding CORP · NORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Miklich
Director
Period of report
Sep 30, 2014
Accepted (ET)
Feb 23, 2015 · 9:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Sep 30, 2014 | F | 852 | $4.52 | D | 32,451 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Constitutes the number of shares withheld to pay for taxes on the vesting of 50% of the 5/8/2014 Award of restricted stock units vested on the 9/30/2014, including all Dividend Equivalent Units awarded thereon.
- F2The amount shown reflects the reporting person's transfer of 8,560 shares of the Issuer's common stock to his ex-spouse on March 12, 2014, pursuant to a domestic relations order. The reporting person has not beneficially owned the securities transferred to her since the date of transfer.