SEC Form 4 · accession 0001422105-15-000005
Noranda Aluminum Holding CORP · NORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan H Schumacher
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 1, 2015 | A | 2,841 | $0.00 | A | 69,698 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reports a grant on 1/1/2015 of 2,841 unvested restricted stock units relating to Common Stock of the Company in connection with Mr. Schumacher's role as the chairman of the Audit Committee of NAHC. Such amount will vest as Common Stock as follows: 25% on 3/31/15, 6/30/15, 09/30/15, and 12/31/15, subject to acceleration or forfeitures upon certain terminations of service.