SEC Form 4 · accession 0001422105-15-000050

Noranda Aluminum Holding CORP · NORN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres-Downstream

Period of report

Mar 25, 2015

Accepted (ET)

Mar 31, 2015 · 11:51 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001422105

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock	Mar 25, 2015	A	49	$0.00	A	81,254	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Units^F1,F2	—	Mar 25, 2015	A	159	A	—	Apr 12, 2023	Common stock	159	48,901	D
Dividend Equivalent Units^F3,F4	—	Mar 25, 2015	A	33	A	—	Apr 12, 2023	Common stock	33	10,145	D
Dividend Equivalent Units^F1,F2	—	Mar 25, 2015	A	86	A	—	May 2, 2024	Common stock	86	26,282	D
Dividend Equivalent Units^F3,F4	—	Mar 25, 2015	A	111	A	—	May 2, 2024	Common stock	111	34,365	D

F1The dividend equivalent units ("DEUs") accrued on previously awarded performance shares and vest in the same manner as the performance shares to which they relate. Each DEU is the economic equivalent of one share of NOR common stock.
F2The dividend equivalent units vest at the same time and in the same proportion as the performance shares they relate to, subject to acceleration upon certain terminations of service.
F3The dividend equivalent units ("DEUs") accrued on previously awarded restricted stock and vest in the same manner as the restricted stock to which they relate. Each DEU is the economic equivalent of one share of NOR common stock.
F4The dividend equivalent units vest at the same time and in the same proportion as the restricted stock they relate to, subject to acceleration upon certain terminations of service.