SEC Form 4 · accession 0001422105-15-000265
Noranda Aluminum Holding CORP · NORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Miklich
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422105
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to purchaseF1 | $63.00 | Dec 7, 2015 | D | 0 | D | — | Jan 22, 2018 | Common stock | 0 | 2,857 | D |
Explanation of responses
- F1The reported transaction relates to the director stock option granted on January 22, 2008. The option has vested.
- F2The fractional share underlying the stock option was cancelled by the Issuer on December 7, 2015 in exchange for a cash payment equal to the fraction multiplied by $0.59, the closing market price per share of the Issuer's common stock as reported by OTC Pink Marketplace on December 7, 2015.