SEC Form 4 · accession 0001104659-15-039351
Noranda Aluminum Holding CORP · NORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Apollo Management, L.P.
10% Owner
Apollo Management GP, LLC
10% Owner
AIF VI Management, LLC
10% Owner
Apollo Management VI, L.P.
10% Owner
Apollo Management Holdings GP, LLC
10% Owner
Apollo Management Holdings, L.P.
10% Owner
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422105
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash Settled Restricted Stock UnitsF1 | $0.00 | May 15, 2015 | D | 52,904 | D | Jun 1, 2015 | — | Common Stock | 52,904 | 0 | I |
Explanation of responses
- F1See Exhibit 99.1.