SEC Form 4 · accession 0001422105-15-000067
Noranda Aluminum Holding CORP · NORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan H Schumacher
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Mar 31, 2015 | M | 712 | $0.00 | A | 55,624 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock unitsF2,F3,F4 | — | Mar 31, 2015 | M | 712 | D | — | — | Common stock | 712 | 2,138 | D |
Explanation of responses
- F1In addition to reflecting the effect of the reported transactions, the number of shares set forth in this column have been adjusted to correct previous computation errors.
- F2Each restricted stock unit is the economic equivalent of one share of Issuer common stock.
- F3On January 1, 2015, the reporting person was granted 2,841 restricted stock units ("RSUs"). On March 25, 2015, the reporting person was granted 9 additional RSUs in the form of dividend equivalents that vest at the same time, and in the same proportion as the previously granted RSUs. Twenty-five percent of outstanding RSUs vested on March 31, 2015. The remaining RSUs will vest in equal increments on each of June 30, September 30 and December 31, 2015.
- F401/01/2024