SEC Form 4/A · accession 0001422105-15-000275
Noranda Aluminum Holding CORP · NORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William H Brooks Jr.
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 22, 2015 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 7, 2015 | J | 0 | — | D | 25,869 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 9, 2015, the reporting person filed a Form 4, reporting the exchange by the reporting person of fractional interests in restricted stock units for a cash payment by the issuer. However, in addition, the reporting person erroneously reported the conversion of a fractional interest that did not occur. As of December 9, 2015, the reporting person owned 25,869 shares of common stock.