Company · CIK 0001364742 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

BlackRock Inc. · BLK

Insider activity reported against this company. All insider holders · Files at: ENV, PFSI, PFSI, BlackRock Preferred Partners LLC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.7M · 7sales $391.8M · 78net −$386.0M

Open-market trades as an insider elsewherebuys $0 · 0sales $13.5M · 4net −$13.5M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 30, 2016 AForm 4 →	Oct 4, 5:52 pm EDT	Mathis CabiallavettaDirector	23	$362.46	$8,337	1,432	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:50 pm EDT	Pamela DaleyDirector	101	$362.46	$36,608	2,272	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:48 pm EDT	Jessica P EinhornDirector	17	$362.46	$6,162	2,269	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:46 pm EDT	Fabrizio FredaDirector	69	$362.46	$25,010	3,164	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:44 pm EDT	Murry GerberDirector	17	$362.46	$6,162	39,503	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:40 pm EDT	James GrosfeldDirector	76	$362.46	$27,547	514,478	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:38 pm EDT	David H KomanskyDirector	17	$362.46	$6,162	9,933	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:35 pm EDT	Deryck C MaughanDirector	107	$362.46	$38,783	10,569	—	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 5:32 pm EDT	Cheryl D MillsDirector	72	$362.46	$26,097	1,834	—	plan?
Aug 30, 2016 SForm 4 →	Aug 31, 4:55 pm EDT	Mark McCombeSenior Managing Director	1,400	$374.92	$524,888	35,715	−3.77%	plan?
Aug 29, 2016 SForm 4 →	Aug 31, 4:45 pm EDT	James GrosfeldDirector	38,379	$374.87	$14,387,211	0	−100%	plan?
Aug 23, 2016 SForm 4 →	Aug 25, 4:20 pm EDT	James GrosfeldDirector	25,710	$372.97	$9,589,048	25,379	−50.3%	plan?
Aug 19, 2016 SForm 4 →	Aug 23, 6:02 pm EDT	James GrosfeldDirector	10,911	$371.98	$4,058,663	51,089	−17.6%	plan?
Aug 9, 2016 AGForm 4 →	Oct 4, 5:18 pm EDT	Susan WagnerDirector	20,017	$362.46	$6,162	492,382	—	plan? late
Aug 8, 2016 GForm 4 →	Aug 9, 4:37 pm EDT	Gary ShedlinCFO & Senior Managing Director	85	—	—	27,319	—	plan?
Aug 5, 2016 SForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	$373.11	$4,878,811	512,365	−2.49%	plan?
Aug 5, 2016 MForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	$167.76	$2,193,630	519,375	—	plan?
Aug 3, 2016 SForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	$368.29	$9,207,245	512,365	−4.65%	plan?
Aug 3, 2016 MForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	$167.76	$4,194,000	537,365	—	plan?
Aug 1, 2016 SForm 4 →	Aug 2, 4:44 pm EDT	Ryan StorkSenior Managing Director	1,400	$367.24	$514,132	21,356	−6.15%	plan?
Aug 1, 2016 GForm 4 →	Aug 2, 4:41 pm EDT	Jeff A SmithSenior Managing Director	68	—	—	25,118	—	plan?
Jul 29, 2016 SForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	$366.35	$29,068,160	512,365	−13.4%	plan?
Jul 29, 2016 MForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	$167.76	$13,311,085	516,711	—	plan?
Jul 15, 2016 GForm 4 →	Jul 18, 6:41 pm EDT	Jeff A SmithSenior Managing Director	145	—	—	25,186	—	plan?
Jul 15, 2016 SForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	$356.55	$2,852,373	150,722	−5.04%	plan?
Jul 15, 2016 MForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	$167.76	$1,342,080	154,438	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:56 pm EDT	Mathis CabiallavettaDirector	21	—	—	1,430	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:53 pm EDT	Abdlatif Yousef Al-HamadDirector	50	—	—	5,602	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:49 pm EDT	Jessica P EinhornDirector	18	—	—	2,252	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:48 pm EDT	Fabrizio FredaDirector	65	—	—	3,095	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:46 pm EDT	James GrosfeldDirector	76	—	—	514,402	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:43 pm EDT	David H KomanskyDirector	19	—	—	9,916	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:42 pm EDT	Deryck C MaughanDirector	97	—	—	10,462	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:41 pm EDT	Cheryl D MillsDirector	70	—	—	1,762	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:40 pm EDT	Gordon M. NixonDirector	40	—	—	568	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:38 pm EDT	Thomas H ObrienDirector	18	—	—	15,772	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:37 pm EDT	Ivan G SeidenbergDirector	93	—	—	11,904	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:35 pm EDT	Domit Marco Antonio SlimDirector	51	—	—	3,363	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:33 pm EDT	John S. VarleyDirector	13	—	—	2,806	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:31 pm EDT	Susan WagnerDirector	18	—	—	512,365	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:30 pm EDT	Murry GerberDirector	19	—	—	39,486	—	plan?
Jun 30, 2016 AForm 4 →	Jul 5, 5:12 pm EDT	Pamela DaleyDirector	89	—	—	2,171	—	plan?
Jun 1, 2016 SForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	$365.39	$3,166,080	512,347	−1.66%	plan?
Jun 1, 2016 MForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	$167.76	$1,453,640	521,012	—	plan?
May 31, 2016 SForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	6,039	$363.02	$2,192,266	150,722	−3.85%	plan?
May 31, 2016 MForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	8,007	$167.76	$1,343,254	156,761	—	plan?
May 12, 2016 GForm 4 →	May 13, 5:01 pm EDT	Mark McCombeSenior Managing Director	140	—	—	37,115	—	plan?
May 9, 2016 SForm 4 →	May 11, 5:16 pm EDT	Robert W FairbairnSenior Managing Director	2,000	$355.28	$710,567	61,804	−3.13%	plan?
May 5, 2016 GForm 4 →	May 9, 4:04 pm EDT	Robert L. GoldsteinChief Operating Officer	142	—	—	67,182	—	plan?
May 3, 2016 GForm 4 →	May 5, 4:03 pm EDT	Robert W FairbairnSenior Managing Director	300	—	—	63,804	—	plan?
May 2, 2016 GForm 4 →	May 4, 5:34 pm EDT	Laurence FinkChairman and CEO, Director	696	—	—	1,128,335	—	plan?
Apr 28, 2016 GForm 4 →	Apr 29, 4:40 pm EDT	Robert L. GoldsteinChief Operating Officer	69	—	—	67,324	—	plan?
Apr 20, 2016 GForm 4 →	Apr 21, 5:37 pm EDT	James GrosfeldDirector	7,483	—	—	514,326	—	plan?
Apr 15, 2016 SForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	6,086	$356.90	$2,172,104	148,754	−3.93%	plan?
Apr 15, 2016 MForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	8,000	$167.76	$1,342,080	154,840	—	plan?
Apr 15, 2016 SForm 4 →	Apr 19, 5:59 pm EDT	Jeff A SmithSenior Managing Director	2,650	$354.25	$938,757	25,331	−9.47%	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:59 pm EDT	Murry GerberDirector	458	—	—	39,467	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:58 pm EDT	Susan WagnerDirector	459	—	—	512,347	—	plan?
Mar 31, 2016 AFForm 4 →	Apr 4, 4:57 pm EDT	John S. VarleyDirector	627	$340.57	$59,600	2,793	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:56 pm EDT	Ivan G SeidenbergDirector	536	—	—	11,811	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:54 pm EDT	Thomas H ObrienDirector	458	—	—	15,754	—	plan?
Mar 31, 2016 AFForm 4 →	Apr 4, 4:53 pm EDT	Domit Marco Antonio SlimDirector	682	$340.57	$59,600	3,312	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:52 pm EDT	Gordon M. NixonDirector	486	—	—	528	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:51 pm EDT	Fabrizio FredaDirector	514	—	—	3,030	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:48 pm EDT	James GrosfeldDirector	538	—	—	521,809	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:45 pm EDT	David H KomanskyDirector	458	—	—	9,897	—	plan?
Mar 31, 2016 AFForm 4 →	Apr 4, 4:44 pm EDT	Mathis CabiallavettaDirector	641	$340.57	$59,600	2,108	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:43 pm EDT	Deryck C MaughanDirector	546	—	—	10,365	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:35 pm EDT	Cheryl D MillsDirector	524	—	—	1,692	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:33 pm EDT	Jessica P EinhornDirector	459	—	—	2,234	—	plan?
Mar 31, 2016 AForm 4 →	Apr 4, 4:30 pm EDT	Pamela DaleyDirector	528	—	—	2,082	—	plan?
Mar 31, 2016 AFForm 4 →	Apr 4, 4:29 pm EDT	Abdlatif Yousef Al-HamadDirector	674	$340.57	$59,600	5,552	—	plan?
Mar 28, 2016 GForm 5 →	Jan 18, 2017, 10:51 am EST	PNC BANCORP INC.10% Owner	198,275	—	—	34,347,131	—	plan?
Mar 9, 2016 AForm 4 →	Mar 11, 5:48 pm EST	Mark McCombeSenior Managing Director	507	—	—	37,255	—	plan?
Mar 9, 2016 AForm 4 →	Mar 11, 5:48 pm EST	Robert W FairbairnSenior Managing Director	3,377	—	—	64,104	—	plan?
Mar 1, 2016 SForm 4 →	Dec 22, 4:55 pm EST	Gary ShedlinCFO & Senior Managing Director	1,400	$320.89	$449,242	26,004	−5.11%	plan? late
Mar 1, 2016 SForm 4 →	Mar 3, 5:44 pm EST	Laurence FinkChairman and CEO, Director	37,600	$321.79	$12,099,465	1,129,031	−3.22%	plan?
Feb 26, 2016 GForm 4 →	Mar 1, 6:15 pm EST	Robert L. GoldsteinChief Operating Officer	32	—	—	67,510	—	plan?
Feb 26, 2016 SForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	3,161	$313.36	$990,546	146,840	−2.11%	plan?
Feb 26, 2016 MForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	4,000	$167.76	$671,040	150,001	—	plan?
Feb 18, 2016 SForm 4 →	Feb 19, 4:07 pm EST	Ryan StorkSenior Managing Director	3,000	$318.36	$955,087	22,756	−11.6%	plan?
Feb 17, 2016 SForm 4 →	Feb 19, 4:05 pm EST	Robert L. GoldsteinChief Operating Officer	10,783	$314.85	$3,394,987	67,542	−13.8%	plan?
Feb 12, 2016 SForm 4 →	Feb 16, 4:33 pm EST	Robert W FairbairnSenior Managing Director	5,000	$306.21	$1,531,031	60,727	−7.61%	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:44 pm EST	Robert L. GoldsteinChief Operating Officer	12,602	$314.26	$3,960,305	78,325	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:43 pm EST	Robert W FairbairnSenior Managing Director	14,480	$314.26	$4,550,485	65,727	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:42 pm EST	Gary ShedlinCFO & Senior Managing Director	2,126	$314.26	$668,117	27,404	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:40 pm EST	Mark McCombeSenior Managing Director	3,801	$314.26	$1,194,502	36,748	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:38 pm EST	Ryan StorkSenior Managing Director	2,171	$314.26	$682,258	25,756	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:35 pm EST	J. Richard KushelSenior Managing Director	12,063	$314.26	$3,790,918	146,001	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:33 pm EST	Robert KapitoPresident, Director	24,266	$314.26	$7,625,833	331,597	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:32 pm EST	Laurence FinkChairman and CEO, Director	31,307	$314.26	$9,838,538	1,166,631	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:29 pm EST	Matthew J. MallowGeneral Counsel and Senior MD	3,271	$314.26	$1,027,944	16,568	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:27 pm EST	Jeff A SmithSenior Managing Director	5,019	$314.26	$1,577,271	27,981	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:26 pm EST	David BlumerSenior Managing Director	973	$314.26	$305,775	13,120	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 4:24 pm EST	Joseph FelicianiPrincipal Accounting Officer	1,023	$314.26	$321,488	10,663	—	plan?
Feb 1, 2016 JForm 4 →	Feb 2, 3:49 pm EST	PNC BANCORP INC.10% Owner	548,227	—	—	763,660	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:16 pm EST	Matthew J. MallowGeneral Counsel and Senior MD	4,221	—	—	19,839	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:15 pm EST	Laurence FinkChairman and CEO, Director	13,828	—	—	1,197,938	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:12 pm EST	Robert KapitoPresident, Director	10,257	—	—	355,863	—	plan?
Jan 19, 2016 AForm 4 →	Jan 21, 5:10 pm EST	Ryan StorkSenior Managing Director	2,831	—	—	27,927	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 5, 2016 MForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	—	—	0	—
Aug 3, 2016 MForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	—	—	13,076	—
Jul 29, 2016 MForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	—	—	38,076	—
Jul 15, 2016 MForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	0	—
Jun 1, 2016 MForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	—	—	117,422	—
May 31, 2016 MForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	8,007	—	—	8,000	—
Apr 15, 2016 MForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	16,007	—
Feb 26, 2016 MForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	4,000	—	—	24,007	—
Oct 26, 2015 MForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	148,160	—	—	0	—
Aug 31, 2015 MForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	61,949	—	—	148,160	—
Aug 5, 2015 MForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	—	—	0	—
Jul 31, 2015 MForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	—	—	19,200	—
Jul 28, 2015 MForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	—	—	42,930	—
Jul 21, 2015 MForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	—	—	261,591	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Jun 30, 2015 SForm 4/A →	Jul 27, 1:55 pm EDT	BlackRock Preferred Partners LLCno symbol	84,000	$10.43	$876,120	485,980	−14.7%	plan?
Jun 30, 2015 SForm 4 →	Jul 1, 9:01 am EDT	BlackRock Preferred Partners LLCno symbol	84,000	—	—	485,980	—	plan? amended
Mar 31, 2015 SForm 4/A →	Apr 28, 1:56 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	$10.57	$4,228,000	569,980	−41.2%	plan?
Mar 31, 2015 SForm 4 →	Apr 2, 4:14 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	—	—	569,980	—	plan? amended
Dec 31, 2014 SForm 4/A →	Jan 29, 2015, 10:08 am EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.29	$4,116,000	969,980	−29.2%	plan?
Dec 31, 2014 SForm 4 →	Jan 5, 2015, 4:10 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	—	—	969,980	—	plan? amended
Sep 30, 2014 SForm 4/A →	Jan 7, 2015, 4:34 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.75	$4,300,000	1,369,980	−22.6%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	0	—
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	0	—