SEC Form 4 · accession 0001127602-15-023306

BlackRock Inc. · BLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Laurence Fink

Officer — Chairman and CEO · Director

Period of report

Jul 21, 2015

Accepted (ET)

Jul 23, 2015 · 6:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001364742

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 21, 2015	M	17,650	$167.76	A	1,264,580	D
Shares Of Common Stock (par Value $0.01 Per Share)^F2,F1	Jul 21, 2015	S	17,650	$352.076	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 22, 2015	M	82,013	$167.76	A	1,328,943	D
Shares Of Common Stock (par Value $0.01 Per Share)^F3,F1	Jul 22, 2015	S	82,013	$350.028	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 22, 2015	M	2,859	$167.76	A	1,249,789	D
Shares Of Common Stock (par Value $0.01 Per Share)^F4,F1	Jul 22, 2015	S	2,859	$352.215	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 23, 2015	M	200	$167.76	A	1,247,130	D
Shares Of Common Stock (par Value $0.01 Per Share)^F5,F1	Jul 23, 2015	S	200	$350.005	D	1,246,930	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 21, 2015	M	17,650	D	Sep 29, 2011	Jan 31, 2017	Common Stock	17,650	346,663	D
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 22, 2015	M	82,013	D	Sep 29, 2011	Jan 31, 2017	Common Stock	82,013	264,650	D
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 22, 2015	M	2,859	D	Sep 29, 2011	Jan 31, 2017	Common Stock	2,859	261,791	D
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 23, 2015	M	200	D	Sep 29, 2011	Jan 31, 2017	Common Stock	200	261,591	D

Explanation of responses

F1Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
F2This transaction was executed in multiple trades at prices ranging from $350.00 to $350.57. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F3This transaction was executed in multiple trades at prices ranging from $350.00 to $350.665. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F4This transaction was executed in multiple trades at prices ranging from $352.00 to $352.35. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F5This transaction was executed in multiple trades at prices ranging from $350.00 to $350.005. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F6Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17.