Company · CIK 0001364742 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

BlackRock Inc. · BLK

Insider activity reported against this company. All insider holders · Files at: ENV, PFSI, PFSI, BlackRock Preferred Partners LLC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.7M · 7sales $391.8M · 78net −$386.0M

Open-market trades as an insider elsewherebuys $0 · 0sales $13.5M · 4net −$13.5M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 4, 2019 SForm 4 →	Mar 4, 5:35 pm EST	Robert L. GoldsteinChief Operating Officer	5,133	$443.00	$2,273,919	43,482	−10.6%	plan?
Feb 27, 2019 GForm 4 →	Feb 27, 5:17 pm EST	Susan WagnerDirector	1,100	—	—	477,518	—	plan?
Feb 15, 2019 SForm 4 →	Feb 15, 4:25 pm EST	Jeff A SmithSenior Managing Director	225	$431.01	$96,977	11,314	−1.95%	plan?
Feb 15, 2019 SForm 4 →	Feb 15, 4:23 pm EST	Marc D. ComercheroPrincipal Accounting Officer	600	$432.22	$259,330	2,079	−22.4%	plan?
Feb 13, 2019 SForm 4 →	Feb 13, 4:57 pm EST	Rachel LordSenior Managing Director	3,863	$426.70	$1,648,342	8,043	−32.4%	plan?
Feb 11, 2019 SForm 4 →	Feb 13, 4:56 pm EST	Laurence FinkChairman and CEO, Director	44,000	$412.75	$18,160,869	1,006,505	−4.19%	plan?
Feb 6, 2019 SForm 4 →	Feb 7, 4:33 pm EST	Mark McCombeSenior Managing Director	3,000	$417.04	$1,251,120	27,543	−9.82%	plan?
Feb 5, 2019 GForm 4 →	Feb 7, 4:33 pm EST	Mark McCombeSenior Managing Director	110	—	—	30,543	—	plan?
Feb 5, 2019 SForm 4 →	Feb 7, 4:32 pm EST	Jeff A SmithSenior Managing Director	2,250	$415.78	$935,515	11,539	−16.3%	plan?
Jan 31, 2019 JForm 4 →	Feb 4, 2:32 pm EST	PNC BANCORP INC.10% Owner	143,458	—	—	0	—	plan?
Jan 31, 2019 AForm 4 →	Feb 1, 6:34 pm EST	Ryan StorkSenior Managing Director	3,736	—	—	19,835	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:32 pm EST	Mark WiedmanSenior Managing Director	10,831	$408.33	$2,064,925	16,201	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:31 pm EST	Robert L. GoldsteinChief Operating Officer	13,177	$408.33	$2,606,370	48,615	—	plan?
Jan 31, 2019 FForm 4 →	Feb 1, 6:30 pm EST	Marc D. ComercheroPrincipal Accounting Officer	416	$408.33	$169,865	2,679	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:30 pm EST	Rachel LordSenior Managing Director	9,653	$408.33	$1,514,496	11,906	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:29 pm EST	Laurence FinkChairman and CEO, Director	69,804	$408.33	$11,461,823	1,050,505	—	plan?
Jan 31, 2019 SForm 4 →	Feb 1, 6:29 pm EST	Laurence FinkChairman and CEO, Director	9,048	$412.75	$3,734,558	1,036,841	−0.87%	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:28 pm EST	Mark McCombeSenior Managing Director	10,327	$408.33	$1,928,134	30,653	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:27 pm EST	Robert KapitoPresident, Director	51,871	$408.33	$8,540,222	385,340	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:27 pm EST	Christopher J. MeadeGeneral Counsel and CLO	6,232	$408.33	$1,157,616	8,363	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:26 pm EST	J. Richard KushelSenior Managing Director	11,661	$408.33	$2,140,058	124,174	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:26 pm EST	Jeff A SmithSenior Managing Director	8,234	$408.33	$1,628,420	13,789	—	plan?
Jan 31, 2019 AFForm 4 →	Feb 1, 6:25 pm EST	Gary ShedlinCFO & Senior Managing Director	11,158	$408.33	$2,129,033	24,518	—	plan?
Jan 29, 2019 SForm 4 →	Jan 31, 4:42 pm EST	Gary ShedlinCFO & Senior Managing Director	5,400	$410.74	$2,218,004	23,788	−18.5%	plan?
Jan 29, 2019 SForm 4 →	Jan 29, 5:22 pm EST	J. Richard KushelSenior Managing Director	3,077	$409.29	$1,259,396	122,995	−2.44%	plan?
Jan 25, 2019 SForm 4 →	Jan 29, 5:27 pm EST	Laurence FinkChairman and CEO, Director	5,120	$412.76	$2,113,346	1,045,889	−0.49%	plan?
Jan 18, 2019 SForm 4 →	Jan 22, 6:53 pm EST	Laurence FinkChairman and CEO, Director	30,832	$418.32	$12,897,623	1,051,009	−2.85%	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 7:03 pm EST	J. Richard KushelSenior Managing Director	4,295	$410.32	$1,762,303	126,072	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 7:02 pm EST	Gary ShedlinCFO & Senior Managing Director	3,717	$410.32	$1,525,141	29,188	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:59 pm EST	Robert L. GoldsteinChief Operating Officer	4,874	$410.32	$1,999,875	48,204	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:58 pm EST	Robert KapitoPresident, Director	8,530	$410.32	$3,499,987	375,299	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:57 pm EST	Jeff A SmithSenior Managing Director	3,412	$410.32	$1,399,995	13,531	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:56 pm EST	Mark McCombeSenior Managing Director	3,503	$410.32	$1,437,333	29,770	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:53 pm EST	Laurence FinkChairman and CEO, Director	10,358	$410.31	$4,250,043	1,081,841	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:44 pm EST	Mark WiedmanSenior Managing Director	3,717	$410.32	$1,525,141	15,484	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:43 pm EST	Christopher J. MeadeGeneral Counsel and CLO	2,559	$410.32	$1,049,996	7,801	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:41 pm EST	Ryan StorkSenior Managing Director	1,864	$410.32	$764,827	16,099	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:39 pm EST	Marc D. ComercheroPrincipal Accounting Officer	381	$410.31	$156,330	3,095	—	plan?
Jan 17, 2019 AForm 4 →	Jan 22, 6:37 pm EST	Rachel LordSenior Managing Director	2,108	$410.32	$864,944	9,671	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:23 pm EST	Mark A WilsonDirector	14	$392.82	$5,499	365	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:21 pm EST	Susan WagnerDirector	24	$392.82	$9,428	478,618	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:20 pm EST	Domit Marco Antonio SlimDirector	56	$392.82	$21,998	4,394	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:18 pm EST	Ivan G SeidenbergDirector	83	$392.82	$32,604	13,517	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:17 pm EST	Charles RobbinsDirector	64	$392.82	$25,140	679	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:13 pm EST	Gordon M. NixonDirector	43	$392.82	$16,891	1,738	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:12 pm EST	Deryck C MaughanDirector	89	$392.82	$34,961	15,953	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:11 pm EST	Margaret L JohnsonDirector	27	$392.82	$10,606	396	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:08 pm EST	Fabrizio FredaDirector	64	$392.82	$25,140	4,434	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:07 pm EST	William E FordDirector	80	$392.82	$31,426	9,546	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:05 pm EST	Jessica P EinhornDirector	24	$392.82	$9,428	3,191	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:03 pm EST	Pamela DaleyDirector	90	$392.82	$35,354	3,763	—	plan?
Jan 3, 2019 AForm 4 →	Jan 3, 5:01 pm EST	Mathis CabiallavettaDirector	18	$392.82	$7,071	2,180	—	plan?
Nov 26, 2018 GForm 4 →	Nov 27, 6:00 pm EST	J. Richard KushelSenior Managing Director	1,000	—	—	121,779	—	plan?
Nov 26, 2018 SForm 4 →	Nov 27, 6:00 pm EST	J. Richard KushelSenior Managing Director	2,100	$419.11	$880,129	122,779	−1.68%	plan?
Nov 15, 2018 GForm 4 →	Nov 16, 4:33 pm EST	Robert L. GoldsteinChief Operating Officer	63	—	—	43,330	—	plan?
Nov 9, 2018 GForm 4 →	Nov 13, 6:11 pm EST	Laurence FinkChairman and CEO, Director	14,846	—	—	1,071,483	—	plan?
Oct 22, 2018 PForm 4 →	Oct 22, 4:19 pm EDT	William E FordDirector	2,000	$395.21	$790,419	9,466	+26.8%	plan?
Oct 17, 2018 PForm 4 →	Oct 18, 4:17 pm EDT	William E FordDirector	2,000	$409.59	$819,176	7,466	+36.6%	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:28 pm EDT	Domit Marco Antonio SlimDirector	46	$471.33	$21,681	4,338	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:24 pm EDT	Charles RobbinsDirector	53	$471.33	$24,980	615	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:22 pm EDT	Jessica P EinhornDirector	20	$471.33	$9,427	3,167	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:19 pm EDT	Mathis CabiallavettaDirector	15	$471.33	$7,070	2,162	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:16 pm EDT	Pamela DaleyDirector	74	$471.33	$34,878	3,673	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:14 pm EDT	Fabrizio FredaDirector	53	$471.33	$24,980	4,370	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:11 pm EDT	Margaret L JohnsonDirector	22	$471.33	$10,369	369	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:08 pm EDT	Deryck C MaughanDirector	74	$471.33	$34,878	15,864	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:06 pm EDT	Gordon M. NixonDirector	35	$471.33	$16,497	1,695	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 5:03 pm EDT	Ivan G SeidenbergDirector	69	$471.33	$32,522	13,434	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 4:58 pm EDT	Susan WagnerDirector	20	$471.33	$9,427	478,594	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 4:55 pm EDT	Mark A WilsonDirector	12	$471.33	$5,656	351	—	plan?
Oct 1, 2018 AForm 4 →	Oct 2, 4:32 pm EDT	William E FordDirector	66	$471.33	$31,108	5,466	—	plan?
Aug 2, 2018 PForm 4 →	Aug 2, 5:18 pm EDT	William E FordDirector	1,000	$467.92	$467,919	5,400	+22.7%	plan?
Jul 26, 2018 GForm 4 →	Jul 30, 4:18 pm EDT	Robert KapitoPresident, Director	41,447	—	—	0	—	plan?
Jul 18, 2018 SForm 4 →	Jul 20, 3:54 pm EDT	Laurence FinkChairman and CEO, Director	19,800	$507.67	$10,051,885	1,086,329	−1.79%	plan?
Jul 18, 2018 PForm 4 →	Jul 18, 4:17 pm EDT	William E FordDirector	1,000	$507.98	$507,983	4,400	+29.4%	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:26 pm EDT	Mark A WilsonDirector	9	—	—	339	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:24 pm EDT	Susan WagnerDirector	14	—	—	478,574	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:23 pm EDT	Domit Marco Antonio SlimDirector	47	—	—	4,292	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:22 pm EDT	Ivan G SeidenbergDirector	79	—	—	13,365	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:21 pm EDT	Charles RobbinsDirector	46	—	—	562	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:20 pm EDT	Gordon M. NixonDirector	36	—	—	1,660	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:18 pm EDT	Cheryl D MillsDirector	13	—	—	2,961	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:17 pm EDT	Deryck C MaughanDirector	67	—	—	15,790	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:16 pm EDT	Fabrizio FredaDirector	45	—	—	4,317	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:13 pm EDT	Murry GerberDirector	13	—	—	40,380	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:09 pm EDT	Margaret L JohnsonDirector	13	—	—	347	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:07 pm EDT	William E FordDirector	40	—	—	3,400	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:05 pm EDT	Jessica P EinhornDirector	14	—	—	3,147	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:03 pm EDT	Pamela DaleyDirector	70	—	—	3,599	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:02 pm EDT	Mathis CabiallavettaDirector	15	—	—	2,147	—	plan?
May 21, 2018 SForm 4 →	May 21, 4:34 pm EDT	Jeff A SmithSenior Managing Director	166	$546.13	$90,657	10,119	−1.61%	plan?
May 9, 2018 PForm 4 →	May 10, 4:26 pm EDT	William E FordDirector	1,000	$530.95	$530,949	3,360	+42.4%	plan?
May 2, 2018 GForm 4 →	May 2, 5:03 pm EDT	Ryan StorkSenior Managing Director	600	—	—	14,235	—	plan?
Apr 24, 2018 SForm 4 →	Apr 24, 4:22 pm EDT	Jeff A SmithSenior Managing Director	500	$515.84	$257,922	10,285	−4.64%	plan?
Apr 18, 2018 SForm 4 →	Apr 18, 5:10 pm EDT	Marc D. ComercheroPrincipal Accounting Officer	400	$524.84	$209,935	2,714	−12.8%	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:31 pm EDT	Mark A WilsonDirector	330	—	—	330	—	plan?
Apr 4, 2018 AFForm 4 →	Apr 4, 5:30 pm EDT	Domit Marco Antonio SlimDirector	493	$541.72	$66,632	4,245	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:29 pm EDT	Susan WagnerDirector	334	—	—	478,560	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:28 pm EDT	Ivan G SeidenbergDirector	399	—	—	13,286	—	plan?
Apr 4, 2018 AForm 4 →	Apr 4, 5:26 pm EDT	Charles RobbinsDirector	372	—	—	516	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 5, 2016 MForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	—	—	0	—
Aug 3, 2016 MForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	—	—	13,076	—
Jul 29, 2016 MForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	—	—	38,076	—
Jul 15, 2016 MForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	0	—
Jun 1, 2016 MForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	—	—	117,422	—
May 31, 2016 MForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	8,007	—	—	8,000	—
Apr 15, 2016 MForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	16,007	—
Feb 26, 2016 MForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	4,000	—	—	24,007	—
Oct 26, 2015 MForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	148,160	—	—	0	—
Aug 31, 2015 MForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	61,949	—	—	148,160	—
Aug 5, 2015 MForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	—	—	0	—
Jul 31, 2015 MForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	—	—	19,200	—
Jul 28, 2015 MForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	—	—	42,930	—
Jul 21, 2015 MForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	—	—	261,591	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Jun 30, 2015 SForm 4/A →	Jul 27, 1:55 pm EDT	BlackRock Preferred Partners LLCno symbol	84,000	$10.43	$876,120	485,980	−14.7%	plan?
Jun 30, 2015 SForm 4 →	Jul 1, 9:01 am EDT	BlackRock Preferred Partners LLCno symbol	84,000	—	—	485,980	—	plan? amended
Mar 31, 2015 SForm 4/A →	Apr 28, 1:56 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	$10.57	$4,228,000	569,980	−41.2%	plan?
Mar 31, 2015 SForm 4 →	Apr 2, 4:14 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	—	—	569,980	—	plan? amended
Dec 31, 2014 SForm 4/A →	Jan 29, 2015, 10:08 am EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.29	$4,116,000	969,980	−29.2%	plan?
Dec 31, 2014 SForm 4 →	Jan 5, 2015, 4:10 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	—	—	969,980	—	plan? amended
Sep 30, 2014 SForm 4/A →	Jan 7, 2015, 4:34 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.75	$4,300,000	1,369,980	−22.6%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	0	—
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	0	—