SEC Form 4 · accession 0001127602-19-002506
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence Fink
Officer — Chairman and CEO · Director
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)F1,F2 | Jan 17, 2019 | A | 10,358 | $410.315 | A | 1,081,841 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F3,F2 | Jan 18, 2019 | S | 1,300 | $417.577 | D | 1,080,541 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F4,F2 | Jan 18, 2019 | S | 15,072 | $418.58 | D | 1,065,469 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F5,F2 | Jan 18, 2019 | S | 7,377 | $419.515 | D | 1,058,092 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F6,F2 | Jan 18, 2019 | S | 1,353 | $420.2074 | D | 1,056,739 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F7,F2 | Jan 22, 2019 | S | 2,200 | $414.44 | D | 1,054,539 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F8,F2 | Jan 22, 2019 | S | 1,000 | $415.49 | D | 1,053,539 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F9,F2 | Jan 22, 2019 | S | 900 | $416.44 | D | 1,052,639 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F10,F2 | Jan 22, 2019 | S | 1,330 | $417.31 | D | 1,051,309 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F11,F2 | Jan 22, 2019 | S | 300 | $418.52 | D | 1,051,009 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects an award value of $4,250,000 converted to a number of Restricted Stock Units by dividing the approved award value by $410.315, which was the average of the high and low price per share of Common Stock on January 17, 2019. This grant was approved by the Management Development and Compensation Committee on January 14, 2019. Restricted Stock Units vest in equal installments on 1/31/20, 1/31/21 and 1/31/22.
- F10This transaction was executed in multiple trades at prices ranging from $417.09 to $417.93. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F11This transaction was executed in multiple trades at prices ranging from $418.36 to $418.82. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Includes Common Stock as well as Restricted Stock and Restricted Stock Units that vest over a period of 1 to 3 years. Restricted Stock and Restricted Stock Units are payable solely by delivery of an equal number of shares of Common Stock.
- F3This transaction was executed in multiple trades at prices ranging from $416.91 to $417.90. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $418.01 to $418.99. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F5This transaction was executed in multiple trades at prices ranging from $419.00 to $419.98. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F6This transaction was executed in multiple trades at prices ranging from $420.035 to $420.49. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F7This transaction was executed in multiple trades at prices ranging from $414.00 to $414.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F8This transaction was executed in multiple trades at prices ranging from $415.02 to $415.975. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F9This transaction was executed in multiple trades at prices ranging from $416.03 to $416.875. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.