SEC Form 4 · accession 0001127602-15-023776

BlackRock Inc. · BLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Laurence Fink

Officer — Chairman and CEO · Director

Period of report

Jul 28, 2015

Accepted (ET)

Jul 30, 2015 · 5:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001364742

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 28, 2015	M	19,324	$167.76	A	1,266,254	D
Shares Of Common Stock (par Value $0.01 Per Share)^F2,F1	Jul 28, 2015	S	19,324	$336.525	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 28, 2015	M	44,186	$167.76	A	1,291,116	D
Shares Of Common Stock (par Value $0.01 Per Share)^F3,F1	Jul 28, 2015	S	44,186	$337.188	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 28, 2015	M	800	$167.76	A	1,247,730	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 28, 2015	S	800	$338.88	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 29, 2015	M	19,024	$167.76	A	1,265,954	D
Shares Of Common Stock (par Value $0.01 Per Share)^F4,F1	Jul 29, 2015	S	19,024	$337.092	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 29, 2015	M	9,000	$167.76	A	1,255,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F5,F1	Jul 29, 2015	S	9,000	$337.796	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 29, 2015	M	29,425	$167.76	A	1,276,355	D
Shares Of Common Stock (par Value $0.01 Per Share)^F6,F1	Jul 29, 2015	S	29,425	$338.944	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 29, 2015	M	53,837	$167.76	A	1,300,767	D
Shares Of Common Stock (par Value $0.01 Per Share)^F7,F1	Jul 29, 2015	S	53,837	$339.875	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 29, 2015	M	7,565	$167.76	A	1,254,495	D
Shares Of Common Stock (par Value $0.01 Per Share)^F8,F1	Jul 29, 2015	S	7,565	$340.561	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 30, 2015	M	23,054	$167.76	A	1,269,984	D
Shares Of Common Stock (par Value $0.01 Per Share)^F9,F1	Jul 30, 2015	S	23,054	$339.227	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 30, 2015	M	12,446	$167.76	A	1,259,376	D
Shares Of Common Stock (par Value $0.01 Per Share)^F10,F1	Jul 30, 2015	S	12,446	$340.087	D	1,246,930	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 28, 2015	M	19,324	D	Sep 29, 2011	Jan 31, 2017	Common Stock	19,324	242,267	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 28, 2015	M	44,186	D	Sep 29, 2011	Jan 31, 2017	Common Stock	44,186	198,081	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 28, 2015	M	800	D	Sep 29, 2011	Jan 31, 2017	Common Stock	800	197,281	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 29, 2015	M	19,024	D	Sep 29, 2011	Jan 31, 2017	Common Stock	19,024	178,257	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 29, 2015	M	9,000	D	Sep 29, 2011	Jan 31, 2017	Common Stock	9,000	169,257	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 29, 2015	M	29,425	D	Sep 29, 2011	Jan 31, 2017	Common Stock	29,425	139,832	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 29, 2015	M	53,837	D	Sep 29, 2011	Jan 31, 2017	Common Stock	53,837	85,995	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 29, 2015	M	7,565	D	Sep 29, 2011	Jan 31, 2017	Common Stock	7,565	78,430	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 30, 2015	M	23,054	D	Sep 29, 2011	Jan 31, 2017	Common Stock	23,054	55,376	D
Employee Stock Option (Right to Buy)^F11	$167.76	Jul 30, 2015	M	12,446	D	Sep 29, 2011	Jan 31, 2017	Common Stock	12,446	42,930	D

Explanation of responses

F1Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
F10This transaction was executed in multiple trades at prices ranging from $339.85 to $340.47. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F11Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17.
F2This transaction was executed in multiple trades at prices ranging from $336.00 to $336.995. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F3This transaction was executed in multiple trades at prices ranging from $337.00 to $337.89. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F4This transaction was executed in multiple trades at prices ranging from $336.375 to $337.37. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F5This transaction was executed in multiple trades at prices ranging from $337.38 to $338.09. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F6This transaction was executed in multiple trades at prices ranging from $338.39 to $339.38. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F7This transaction was executed in multiple trades at prices ranging from $339.39 to $340.375. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F8This transaction was executed in multiple trades at prices ranging from $340.39 to $341.00. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F9This transaction was executed in multiple trades at prices ranging from $338.83 to $339.78. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.