SEC Form 4 · accession 0001127602-16-059616
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Wagner
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share) | Aug 3, 2016 | M | 25,000 | $167.76 | A | 537,365 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F1 | Aug 3, 2016 | S | 25,000 | $368.2898 | D | 512,365 | D | |
| Common Stock | holding | — | — | — | 8,800 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $167.76 | Aug 3, 2016 | M | 25,000 | D | Sep 29, 2011 | Jan 31, 2017 | Common Stock | 25,000 | 13,076 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $368.00 to $368.93. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Relates to a portion of a long-term plan option award of 126,087 options granted on 1/31/07 with an expiration date of 1/31/17.