SEC Form 4 · accession 0001127602-15-024158

BlackRock Inc. · BLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Laurence Fink

Officer — Chairman and CEO · Director

Period of report

Jul 31, 2015

Accepted (ET)

Aug 4, 2015 · 5:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001364742

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 31, 2015	M	10,156	$167.76	A	1,257,086	D
Shares Of Common Stock (par Value $0.01 Per Share)^F2,F1	Jul 31, 2015	S	10,156	$336.287	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 31, 2015	M	5,596	$167.76	A	1,252,526	D
Shares Of Common Stock (par Value $0.01 Per Share)^F3,F1	Jul 31, 2015	S	5,596	$338.121	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 31, 2015	M	7,404	$167.76	A	1,254,334	D
Shares Of Common Stock (par Value $0.01 Per Share)^F4,F1	Jul 31, 2015	S	7,404	$339.143	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 31, 2015	M	30	$167.76	A	1,246,960	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Jul 31, 2015	S	30	$340.04	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Aug 3, 2015	M	444	$167.76	A	1,247,374	D
Shares Of Common Stock (par Value $0.01 Per Share)^F5,F1	Aug 3, 2015	S	444	$336.529	D	1,246,930	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Aug 3, 2015	M	100	$167.76	A	1,247,030	D
Shares Of Common Stock (par Value $0.01 Per Share)^F1	Aug 3, 2015	S	100	$337.225	D	1,246,930	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 31, 2015	M	10,156	D	Sep 29, 2011	Jan 31, 2017	Common Stock	10,156	32,774	D
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 31, 2015	M	5,596	D	Sep 29, 2011	Jan 31, 2017	Common Stock	5,596	27,178	D
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 31, 2015	M	7,404	D	Sep 29, 2011	Jan 31, 2017	Common Stock	7,404	19,774	D
Employee Stock Option (Right to Buy)^F6	$167.76	Jul 31, 2015	M	30	D	Sep 29, 2011	Jan 31, 2017	Common Stock	30	19,744	D
Employee Stock Option (Right to Buy)^F6	$167.76	Aug 3, 2015	M	444	D	Sep 29, 2011	Jan 31, 2017	Common Stock	444	19,300	D
Employee Stock Option (Right to Buy)^F6	$167.76	Aug 3, 2015	M	100	D	Sep 29, 2011	Jan 31, 2017	Common Stock	100	19,200	D

Explanation of responses

F1Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
F2This transaction was executed in multiple trades at prices ranging from $336.105 to $336.60. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F3This transaction was executed in multiple trades at prices ranging from $337.585 to $338.43. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F4This transaction was executed in multiple trades at prices ranging from $338.76 to $339.59. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F5This transaction was executed in multiple trades at prices ranging from $336.22 to $336.70. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
F6Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17.