SEC Form 4 · accession 0001127602-16-044894
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence Fink
Officer — Chairman and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)F1,F2 | Mar 1, 2016 | S | 20,500 | $321.5171 | D | 1,146,131 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F3,F2 | Mar 1, 2016 | S | 17,100 | $322.1266 | D | 1,129,031 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $320.8500 to $321.8450. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- F2Includes 1,326 shares of Common Stock held in the BlackRock, Inc. Employee Retirement Savings Plan. Also includes (i) 9,298 Restricted Stock Units vesting on 1/31/17, (ii) 7,746 shares of Restricted Stock vesting in equal installments on 1/31/17 and 1/31/18, (iii) 13,828 shares of Restricted Stock vesting in equal installments on 1/31/17, 1/31/18 and 1/31/19, (iv) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (v) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each share of Restricted Stock or Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- F3This transaction was executed in multiple trades at prices ranging from $321.8500 to $322.7700. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.