SEC Form 4 · accession 0001127602-16-042423
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L. Goldstein
Officer — Chief Operating Officer
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)F1,F2 | Feb 17, 2016 | S | 600 | $317.5268 | D | 77,725 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F3,F2 | Feb 17, 2016 | S | 700 | $318.7907 | D | 77,025 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F4,F2 | Feb 17, 2016 | S | 3,500 | $319.6351 | D | 73,525 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share)F5,F2 | Feb 17, 2016 | S | 200 | $320.4075 | D | 73,325 | D | |
| Shares Of Common Stock (par Value $0.01 Per Share) | Feb 19, 2016 | S | 5,783 | $311.00 | D | 67,542 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $317.0100 to $318.0000. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Includes 1,312 shares of Common Stock held in the BlackRock, Inc. Retirement Savings Plan. Also includes (i) 1,959 Restricted Stock Units vesting on 1/31/17, (ii) 3,926 Restricted Stock Units vesting in equal installments on 1/31/17 and 1/31/18, (iii) 6,416 Restricted Stock Units vesting in equal installments on 1/31/17, 1/31/18 and 1/31/2019, (iv) 16,566 Restricted Stock Units awarded on 1/18/13 will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (v) 8,960 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- F3This transaction was executed in multiple trades at prices ranging from $318.0800 to $319.0100 The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $319.0950 to $320.0500 The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F5This transaction was executed in multiple trades at prices ranging from $320.1900 to $320.6200 The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.