SEC Form 4 · accession 0001127602-16-039293
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Blumer
Officer — Senior Managing Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (par Value $0.01 Per Share)F1,F2 | Feb 1, 2016 | F | 973 | $314.26 | D | 13,120 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan.
- F2Includes (i) 1,014 Restricted Stock Units vesting on 1/31/17, (ii) 2,108 Restricted Stock Units vesting in equal installments on 1/31/17 and 1/31/18, (iii) 3,630 Restricted Stock Units vesting in equal installments on 1/31/17, 1/31/18 and 1/31/19 and (iv) 4,736 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before January 31, 2018 and will expire on January 31, 2020 to the extent not then yet vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.