SEC Form 4 · accession 0001127602-16-039296
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Mallow
Officer — General Counsel and Senior MD
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2016 | F | 3,271 | $314.26 | D | 16,568 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan.
- F2Includes 300.12 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes (i) 1,515 Restricted Stock Units vesting on 1/31/17, (ii) 2,569 Restricted Stock Units vesting in equal installments on 1/31/17 and 1/31/18, (iii) 4,221 Restricted Stock Units that will vest in equal installments on 1/31/17, 1/31/18 and 1/31/19 and (iv) 1,723 Restricted Stock Units vesting on 1/31/17. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.