SEC Form 4 · accession 0001127602-16-037553
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Mallow
Officer — General Counsel and Senior MD
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 19, 2016 | A | 4,221 | $0.00 | A | 19,839 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects an award value of $1,225,000 converted to a number of Restricted Stock Units by dividing the approved award value by $296.120, which was the average of the high and low price per share of Common Stock on January 19, 2016. This grant was approved by the Management Development and Compensation Committee on January 13, 2016. Restricted Stock Units vest in equal installments on 1/31/17, 1/31/18 and 1/31/19.
- F2Includes 300.12 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes (i) 1,720 and 2,149 Restricted Stock Units vesting on 1/31/16, (ii) 3,030 Restricted Stock Units vesting in equal installments on 1/31/16 and 1/31/17, (iii) 3,853 Restricted Stock Units vesting in equal installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 4,221 Restricted Stock Units that will vest in equal installments on 1/31/17, 1/31/18 and 1/31/19 and (v) 1,723 Restricted Stock Units vesting on 1/31/17. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.