SEC Form 4 · accession 0001127602-16-060967
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Grosfeld
Director
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 19, 2016 | S | 1,111 | $372.5157 | D | 60,889 | I | By Corporation |
| Common StockF2 | Aug 22, 2016 | S | 9,800 | $371.9182 | D | 51,089 | I | By Corporation |
| Common Stock | holding | — | — | — | 514,402 | D | ||
| Common Stock | holding | — | — | — | 100,000 | I | By LLC | |
| Common Stock | holding | — | — | — | 13,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $372.50 to $372.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2This transaction was executed in multiple trades at prices ranging from $371.90 to $372.02; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.