Company · CIK 0001251769 · SIC 3841 — Surgical & Medical Instruments & Apparatus
Apollo Endosurgery, Inc. · APEN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2019 JForm 4 → | Dec 30, 2016, 8:31 am EST | Remeditex Ventures LLC10% Owner | 1,309,392 | — | — | 1,309,392 | — | plan? |
| Dec 29, 2019 JForm 4 → | Dec 30, 2016, 8:31 am EST | H.I.G. Ventures - Endosurgery, LLC10% Owner | 1,451,185 | — | — | 1,451,185 | — | plan? |
| Dec 27, 2018 SForm 4 → | Dec 31, 7:44 pm EST | STONEPINE CAPITAL, L.P.10% Owner | 250,000 | $3.00 | $750,000 | 2,185,426 | −10.3% | plan? |
| Dec 26, 2018 SForm 4 → | Dec 28, 8:55 pm EST | STONEPINE CAPITAL, L.P.10% Owner | 500,000 | $3.00 | $1,500,000 | 2,435,426 | −17.0% | plan? |
| Nov 19, 2018 PForm 4 → | Nov 21, 5:32 pm EST | STONEPINE CAPITAL, L.P.10% Owner | 57,430 | $3.41 | $195,924 | 2,935,426 | +2.00% | plan? |
| Nov 2, 2018 PForm 4 → | Nov 6, 4:22 pm EST | STONEPINE CAPITAL, L.P.10% Owner | 300,000 | $5.00 | $1,500,000 | 2,877,996 | +11.6% | plan? |
| Aug 13, 2018 AForm 4 → | Aug 15, 4:07 pm EDT | Julie Ann ShimerDirector | 2,357 | — | — | 2,357 | — | plan? |
| Jun 20, 2018 PForm 4 → | Jun 22, 4:37 pm EDT | Matthew S CrawfordDirector, 10% Owner | 363,500 | $5.50 | $1,999,250 | 417,215 | +677% | plan? |
| Jun 20, 2018 PForm 4 → | Jun 22, 4:35 pm EDT | Stefanie L. CavanaughCFO, Treasurer, Secretary | 4,545 | $5.50 | $24,998 | 19,569 | +30.3% | plan? |
| Jun 20, 2018 PForm 4 → | Jun 22, 4:34 pm EDT | Todd NewtonChief Executive Officer, Director | 72,727 | $5.50 | $399,999 | 268,606 | +37.1% | plan? |
| Mar 9, 2018 PForm 4 → | Mar 13, 6:15 pm EDT | Matthew S CrawfordDirector, 10% Owner | 4,038 | $6.20 | $25,036 | 53,715 | +8.13% | plan? |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:45 pm EST | Todd NewtonChief Executive Officer, Director | 28,750 | — | — | 195,879 | — | plan? |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:43 pm EST | Richard J MeeliaDirector | 6,269 | — | — | 11,367 | — | plan? |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:41 pm EST | Stefanie L. CavanaughCFO, Treasurer, Secretary | 5,858 | — | — | 15,024 | — | plan? |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:37 pm EST | Christopher J. GostoutChief Medical Officer | 2,537 | — | — | 7,348 | — | plan? |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:35 pm EST | William D. McClellan Jr.Director | 2,873 | — | — | 5,481 | — | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 5:33 pm EST | STONEPINE CAPITAL, L.P.10% Owner | 22,845 | $5.71 | $130,333 | 2,577,996 | +0.89% | plan? |
| Dec 26, 2017 PForm 4 → | Dec 28, 5:03 pm EST | STONEPINE CAPITAL, L.P.10% Owner | 5,287 | $5.00 | $26,435 | 2,555,151 | +0.21% | plan? |
| Dec 20, 2017 PForm 4 → | Dec 22, 5:26 pm EST | STONEPINE CAPITAL, L.P.10% Owner | 185,157 | $4.85 | $897,121 | 2,549,864 | +7.83% | plan? |
| Dec 12, 2017 AForm 4 → | Dec 13, 5:27 pm EST | David PacittiDirector | 3,337 | — | — | 3,337 | — | plan? |
| Dec 7, 2017 AForm 4 → | Dec 11, 4:06 pm EST | Bret SchwartzhoffVP, US Sales & Marketing | 13,327 | — | — | 28,958 | — | plan? |
| Nov 15, 2017 JForm 4 → | Nov 30, 4:56 pm EST | Sciences Ii L P Ptv +910% Owner | 1,292,247 | — | — | 0 | — | plan? late |
| Nov 15, 2017 JForm 4 → | Nov 30, 4:55 pm EST | Rick D AndersonDirector, 10% Owner | 1,296,470 | — | — | 49,677 | — | plan? late |
| Nov 15, 2017 JForm 4 → | Nov 30, 4:55 pm EST | Matthew S CrawfordDirector, 10% Owner | 1,296,470 | — | — | 49,677 | — | plan? late |
| Nov 7, 2017 PForm 4 → | Nov 9, 7:10 pm EST | Bret SchwartzhoffV.P. U.S. Sales and Marketing | 9,500 | $4.24 | $40,280 | 15,631 | +155% | plan? |
| Sep 15, 2017 XForm 4 → | Sep 19, 8:54 pm EDT | Dennis L. McWilliamsPresident, CCO | 28,757 | $1.76 | $50,612 | 62,404 | — | plan? |
| Sep 5, 2017 PForm 4 → | Sep 25, 3:50 pm EDT | Sciences Ii L P Ptv +910% Owner | 176,000 | $3.89 | $685,390 | 1,266,909 | +16.1% | plan? late |
| Sep 5, 2017 PForm 4 → | Sep 25, 3:23 pm EDT | Matthew S CrawfordDirector, 10% Owner | 176,000 | $3.89 | $685,390 | 1,266,909 | +16.1% | plan? late |
| Sep 5, 2017 PForm 4 → | Sep 25, 3:15 pm EDT | Rick D AndersonDirector, 10% Owner | 176,000 | $3.89 | $685,390 | 1,266,909 | +16.1% | plan? late |
| Jul 25, 2017 PForm 4 → | Jul 26, 7:27 pm EDT | Sciences Ii L P Ptv +510% Owner | 1,090,909 | $5.50 | $6,000,000 | 5,243,372 | +26.3% | plan? |
| Jul 25, 2017 PForm 4 → | Jul 26, 6:39 pm EDT | Rick D AndersonDirector, 10% Owner | 1,136,363 | $5.50 | $6,249,997 | 1,090,909 | — | plan? |
| Jul 25, 2017 PForm 4 → | Jul 26, 6:38 pm EDT | Matthew S CrawfordDirector, 10% Owner | 1,136,363 | $5.50 | $6,249,997 | 1,090,909 | — | plan? |
| Jul 25, 2017 PForm 4 → | Jul 26, 6:20 pm EDT | Richard J MeeliaDirector | 45,454 | $5.50 | $249,997 | 45,454 | — | plan? |
| Jul 25, 2017 PForm 4 → | Jul 26, 6:02 pm EDT | R Kent McGaughy Jr.Director | 454,545 | $5.50 | $2,499,998 | 469,100 | +3,123% | plan? |
| Jul 25, 2017 PForm 4 → | Jul 26, 5:59 pm EDT | Stefanie L. CavanaughCFO, Treasurer, Secretary | 4,545 | $5.50 | $24,998 | 9,166 | +98.4% | plan? |
| Jul 25, 2017 PForm 4 → | Jul 26, 5:54 pm EDT | Todd NewtonChief Executive Officer, Director | 136,363 | $5.50 | $749,997 | 167,129 | +443% | plan? |
| Jul 24, 2017 SForm 4 → | Jul 26, 7:22 pm EDT | Novo Holdings A/S10% Owner | 50,130 | $6.90 | $345,766 | 1,301,842 | −3.71% | plan? |
| May 25, 2017 AForm 4 → | May 30, 5:56 pm EDT | Stefanie L. CavanaughCFO, Treasurer, Secretary | 1,757 | — | — | 4,621 | — | plan? |
| May 25, 2017 AForm 4 → | May 30, 5:55 pm EDT | Charles TribieExec VP of Ops | 894 | — | — | 894 | — | plan? |
| May 25, 2017 AForm 4 → | May 30, 5:55 pm EDT | Bret SchwartzhoffVP, US Sales & Marketing | 6,131 | — | — | 6,131 | — | plan? |
| May 25, 2017 AForm 4 → | May 30, 5:53 pm EDT | William D. McClellan Jr.Director | 2,608 | — | — | 2,608 | — | plan? |
| May 16, 2017 PForm 4/A → | May 30, 7:46 pm EDT | William D. McClellan Jr.Director | 2,000 | $6.33 | $12,652 | 2,000 | — | plan? |
| May 16, 2017 PForm 4 → | May 18, 8:48 pm EDT | William D. McClellan Jr.Director | 2,000 | $6.33 | $12,651 | 2,000 | — | plan? amended |
| May 16, 2017 PForm 4 → | May 18, 8:44 pm EDT | Todd NewtonChief Executive Officer, Director | 2,121 | $6.22 | $13,198 | 30,766 | +7.40% | plan? |
| May 10, 2017 SForm 4 → | May 11, 6:00 pm EDT | A/S Novo10% Owner | 105,000 | $5.63 | $590,703 | 1,351,972 | −7.21% | plan? |
| Dec 29, 2016 AJForm 4 → | May 30, 2017, 5:56 pm EDT | Richard J MeeliaDirector | 22,599 | $1.36 | $23,801 | 17,501 | — | plan? late |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:34 am EST | Rick D AndersonDirector, 10% Owner | 4,152,463 | — | — | 605,712 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:34 am EST | Matthew S CrawfordDirector, 10% Owner | 4,152,463 | — | — | 605,712 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:33 am EST | John W CreecyDirector, 10% Owner | 1,309,392 | — | — | 1,309,392 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:33 am EST | R Kent McGaughy Jr.Director | 817,804 | — | — | 195,330 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:32 am EST | Richard J MeeliaDirector | 17,501 | — | — | 17,501 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:32 am EST | Bruce C RobertsonDirector, 10% Owner | 1,451,185 | — | — | 1,451,185 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:32 am EST | Sciences Ii L P Ptv +410% Owner | 4,152,463 | — | — | 605,712 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:59 pm EST | Stefanie L. CavanaughCFO, Treasurer, Secretary | 2,864 | — | — | 2,864 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:53 pm EST | Dennis L. McWilliamsPresident, CCO | 33,647 | — | — | 33,647 | — | plan? |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:49 pm EST | Todd NewtonChief Executive Officer, Director | 28,645 | — | — | 28,645 | — | plan? |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:11 pm EDT | Donald SwortwoodDirector | 3,485 | — | — | 9,200 | — | plan? late |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:10 pm EDT | Daniel H PetreeDirector | 4,646 | — | — | 11,155 | — | plan? late |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:08 pm EDT | Charles MathewsDirector | 3,485 | — | — | 19,916 | — | plan? late |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:07 pm EDT | Jeffrey FerrellDirector | 3,485 | — | — | 12,486 | — | plan? late |
| Mar 9, 2016 FMForm 4 → | Mar 16, 4:06 pm EDT | Gary J G AtkinsonCEO and CFO | 12,825 | $0.19 | $632 | 32,116 | — | plan? late |
| Sep 9, 2015 MForm 4 → | Sep 10, 7:05 pm EDT | Daniel H PetreeDirector | 794 | — | — | 6,509 | — | plan? |
| Apr 22, 2015 MForm 4 → | Apr 23, 8:02 pm EDT | Donald SwortwoodDirector | 5,715 | — | — | 5,715 | — | plan? |
| Apr 22, 2015 MForm 4 → | Apr 23, 8:00 pm EDT | Jeffrey FerrellDirector | 5,715 | — | — | 9,001 | — | plan? |
| Apr 22, 2015 MForm 4 → | Apr 23, 7:57 pm EDT | Charles MathewsDirector | 5,715 | — | — | 16,431 | — | plan? |
| Apr 22, 2015 MForm 4 → | Apr 23, 7:56 pm EDT | Daniel H PetreeDirector | 5,715 | — | — | 5,715 | — | plan? |
| Feb 10, 2015 FMForm 4 → | Feb 11, 5:37 pm EST | Gary J G AtkinsonSenior Vice President and CFO | 9,643 | $2.87 | $7,175 | 25,941 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2018 AForm 4 → | Aug 15, 4:09 pm EDT | John J MolesphiniEVP, Operations | 49,500 | $7.75 | $383,625 | 49,500 | — | |
| Aug 13, 2018 AForm 4 → | Aug 15, 4:07 pm EDT | Julie Ann ShimerDirector | 8,002 | $7.75 | $62,016 | 8,002 | — | |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:45 pm EST | Todd NewtonChief Executive Officer, Director | 86,250 | $6.58 | $567,525 | 86,250 | — | |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:43 pm EST | Richard J MeeliaDirector | 21,488 | $6.58 | $141,391 | 21,488 | — | |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:41 pm EST | Stefanie L. CavanaughCFO, Treasurer, Secretary | 32,438 | $6.58 | $213,442 | 32,438 | — | |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:37 pm EST | Christopher J. GostoutChief Medical Officer | 14,050 | $6.58 | $92,449 | 14,050 | — | |
| Feb 28, 2018 AForm 4 → | Mar 2, 2:35 pm EST | William D. McClellan Jr.Director | 9,848 | $6.58 | $64,800 | 9,848 | — | |
| Dec 12, 2017 AForm 4 → | Dec 13, 5:27 pm EST | David PacittiDirector | 15,154 | — | — | 15,154 | — | |
| Dec 7, 2017 AForm 4 → | Dec 11, 4:06 pm EST | Bret SchwartzhoffVP, US Sales & Marketing | 39,981 | — | — | 78,481 | — | |
| Sep 15, 2017 XForm 4 → | Sep 19, 8:54 pm EDT | Dennis L. McWilliamsPresident, CCO | 28,757 | — | — | 0 | — | |
| May 25, 2017 JForm 4 → | May 30, 5:55 pm EDT | Bret SchwartzhoffVP, US Sales & Marketing | 15,495 | $6.50 | $100,718 | 15,495 | — | |
| May 25, 2017 JForm 4 → | May 30, 5:53 pm EDT | William D. McClellan Jr.Director | 4,844 | $6.50 | $31,486 | 4,844 | — | |
| Feb 16, 2017 AForm 4 → | Feb 17, 6:37 pm EST | Christopher J. GostoutChief Medical Officer | 135,000 | — | — | 135,000 | — | |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:33 am EST | William D. McClellan Jr.Director | 1,437 | — | — | 1,437 | — | |
| Dec 29, 2016 JForm 4 → | Dec 30, 8:32 am EST | Richard J MeeliaDirector | 14,953 | — | — | 5,751 | — | |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:59 pm EST | Stefanie L. CavanaughCFO, Treasurer, Secretary | 46,011 | — | — | 37,384 | — | |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:57 pm EST | Charles TribieExecutive V.P. of Operations | 73,272 | — | — | 8,627 | — | |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:53 pm EST | Dennis L. McWilliamsPresident, CCO | 249,577 | — | — | 28,757 | — | |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:49 pm EST | Todd NewtonChief Executive Officer, Director | 373,696 | — | — | 112,109 | — | |
| Dec 29, 2016 JForm 4 → | Dec 29, 9:41 pm EST | Bret SchwartzhoffV.P. U.S. Sales and Marketing | 34,507 | — | — | 11,502 | — | |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:11 pm EDT | Donald SwortwoodDirector | 3,485 | — | — | 0 | — | late |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:10 pm EDT | Daniel H PetreeDirector | 4,646 | — | — | 0 | — | late |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:08 pm EDT | Charles MathewsDirector | 3,485 | — | — | 0 | — | late |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:07 pm EDT | Jeffrey FerrellDirector | 3,485 | — | — | 0 | — | late |
| Mar 9, 2016 MForm 4 → | Mar 16, 4:06 pm EDT | Gary J G AtkinsonCEO and CFO | 9,500 | — | — | 0 | — | late |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:38 pm EST | Donald SwortwoodDirector | 25,000 | — | — | 25,000 | — | |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:36 pm EST | Charles MathewsDirector | 25,000 | — | — | 25,000 | — | |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:34 pm EST | Daniel L KisnerDirector | 25,000 | — | — | 25,000 | — | |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:32 pm EST | Jeffrey FerrellDirector | 25,000 | — | — | 25,000 | — | |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:30 pm EST | Daniel H PetreeDirector | 25,000 | — | — | 25,000 | — | |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:28 pm EST | Gary WoodnuttChief Scientific Offcer | 100,000 | — | — | 100,000 | — | |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:26 pm EST | Dario A. PaggiarinoChief Development Officer | 100,000 | — | — | 100,000 | — | |
| Feb 16, 2016 AForm 4 → | Feb 18, 6:23 pm EST | Gary J G AtkinsonChief Executive and CFO | 100,000 | — | — | 100,000 | — | |
| Sep 9, 2015 MForm 4 → | Sep 10, 7:05 pm EDT | Daniel H PetreeDirector | 794 | — | — | 0 | — | |
| Jun 16, 2015 AForm 4 → | Jun 18, 6:42 pm EDT | Gary WoodnuttSr VP of Research | 150,000 | — | — | 150,000 | — | |
| Jun 16, 2015 AForm 4 → | Jun 18, 6:40 pm EDT | Dario A. PaggiarinoSr VP & Chief Dev. Officer | 150,000 | — | — | 150,000 | — | |
| Jun 16, 2015 AForm 4 → | Jun 18, 6:37 pm EDT | Gary J G AtkinsonSenior Vice President and CFO | 150,000 | — | — | 150,000 | — | |
| Apr 22, 2015 MForm 4 → | Apr 23, 8:02 pm EDT | Donald SwortwoodDirector | 5,715 | — | — | 0 | — | |
| Apr 22, 2015 MForm 4 → | Apr 23, 8:00 pm EDT | Jeffrey FerrellDirector | 5,715 | — | — | 0 | — | |
| Apr 22, 2015 MForm 4 → | Apr 23, 7:57 pm EDT | Charles MathewsDirector | 5,715 | — | — | 0 | — | |
| Apr 22, 2015 MForm 4 → | Apr 23, 7:56 pm EDT | Daniel H PetreeDirector | 5,715 | — | — | 0 | — | |
| Feb 10, 2015 AForm 4 → | Feb 12, 6:02 pm EST | Donald SwortwoodDirector | 25,000 | — | — | 25,000 | — | |
| Feb 10, 2015 AForm 4 → | Feb 12, 6:00 pm EST | Daniel L KisnerDirector | 25,000 | — | — | 25,000 | — | |
| Feb 10, 2015 AForm 4 → | Feb 12, 5:58 pm EST | Daniel H PetreeDirector | 25,000 | — | — | 25,000 | — | |
| Feb 10, 2015 AForm 4 → | Feb 12, 5:57 pm EST | Jeffrey FerrellDirector | 25,000 | — | — | 25,000 | — | |
| Feb 10, 2015 AForm 4 → | Feb 12, 5:55 pm EST | Charles MathewsDirector | 16,667 | — | — | 0 | — | |
| Feb 9, 2015 AMForm 4 → | Feb 11, 5:37 pm EST | Gary J G AtkinsonSenior Vice President and CFO | 57,143 | — | — | 0 | — | |
| Feb 9, 2015 AForm 4 → | Feb 11, 5:35 pm EST | Gary WoodnuttSr VP of Research | 50,000 | — | — | 50,000 | — | |
| Feb 9, 2015 AForm 4 → | Feb 11, 5:32 pm EST | Dario A. PaggiarinoSr VP & Chief Dev. Officer | 50,000 | — | — | 50,000 | — | |
| Jul 30, 2012 JForm 4 → | May 30, 2017, 5:56 pm EDT | Richard J MeeliaDirector | 24,421 | $4.10 | $100,098 | 9,468 | — | late |