SEC Form 4 · accession 0001179110-15-010010
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Woodnutt
Officer — Sr VP of Research
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.28 | Jun 16, 2015 | A | 150,000 | A | — | Jun 16, 2025 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1The option shares vest and become exercisable in 48 equal monthly installments measured from June 16, 2015.