SEC Form 4 · accession 0001251769-18-000071
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Newton
Officer — Chief Executive Officer · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Sock | Jun 20, 2018 | P | 72,727 | $5.50 | A | 268,606 | D |
Table II — derivative securities
No Table II lines on this filing.