SEC Form 4 · accession 0001179110-17-007559
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William D. McClellan Jr.
Director
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | P | 300 | $6.19 | A | 300 | I | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
| Common Stock | May 17, 2017 | P | 500 | $6.18 | A | 800 | I | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
| Common Stock | May 17, 2017 | P | 1,200 | $6.42 | A | 2,000 | I | William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Person on December 29, 2016)