SEC Form 4 · accession 0001179110-17-010719
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Meelia
Director
Period of report
Jul 25, 2017
Accepted (ET)
Jul 26, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2017 | P | 45,454 | $5.50 | A | 45,454 | I | By The Richard J. Meelia 1997 Revocable Trust |
| Common Stock | holding | — | — | — | 17,501 | I | By Meelia Ventures, LLC | |
| Common Stock | holding | — | — | — | 5,098 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is the trustee of The Richard Meelia 1997 Revocable Trust.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Person on December 29, 2016)