SEC Form 4 · accession 0001251769-18-000073
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefanie L. Cavanaugh
Officer — CFO, Treasurer, Secretary
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SockF1 | Jun 20, 2018 | P | 4,545 | $5.50 | A | 19,569 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 440 shares of common stock received following vesting and release of restricted stock units, which grants were originally made on May 25, 2017 and previously reported on Form 4.