SEC Form 4 · accession 0001179110-16-019611
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Ferrell
Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.1555 | Feb 16, 2016 | A | 25,000 | A | — | Feb 16, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The option shares vest and become exercisable in 12 equal monthly installments measured from February 16, 2016.