SEC Form 4 · accession 0001251769-18-000087
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Molesphini
Officer — EVP, Operations
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.75 | Aug 13, 2018 | A | 49,500 | A | Aug 13, 2019 | Aug 13, 2028 | Common Sock | 49,500 | 49,500 | D |
Explanation of responses
- F125% of the total number of Shares subject to the Option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48 of the total number of Shares subject to the Option shall vest on each monthly anniversary of the Vesting Commencement Date thereafter, subject to Optionholder's continuous service as of each such date.